12 дней назад
Manager, Supervision – Money Movement
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Manager, Supervision – Money Movement (Financial Services): Leading a supervisory team that reviews and approves money movement transactions, identifies fraud and regulatory risks, and resolves complex cases with an accent on team development, supervisory judgment, and cross-functional risk management. Focus on personally handling escalations, improving controls and workflows, supporting compliance reviews, and balancing client service with regulatory obligations.
Location: Saint Petersburg, Florida, United States; hybrid workstyle
Company
is a financial services firm focused on client-first service, integrity, regulatory responsibility, and long-term business relationships.
What you will do
- Lead, coach, mentor, and develop Money Movement associates while setting expectations, monitoring performance, and addressing training needs.
- Maintain an individual caseload and review and approve ACH, Standing Letter of Authorization, Periodic Payment, and other money movement transactions.
- Serve as an escalation point for complex or sensitive cases involving potential fraud, financial exploitation, policy exceptions, or elevated firm risk.
- Partner with financial advisors, branches, Operations, Fraud, Compliance, Legal, and other Supervision teams to resolve issues and manage risk.
- Use metrics, quality feedback, and trend analysis to improve procedures, workflows, controls, training, and technology.
- Support regulatory inquiries, compliance testing, internal audits, high-priority initiatives, and presentations on money movement supervision.
Requirements
- Bachelor’s degree in a related discipline and at least six years of experience in supervision and/or financial services, or an equivalent combination of education, experience, and training.
- Required SIE, Series 7, Series 9, and Series 10 licenses; Series 24 may substitute for Series 9 and 10. Required licenses must be obtained within the established timeframe where applicable.
- Strong judgment and critical-thinking skills for interpreting regulations and firm policies in complex or unusual circumstances.
- Analytical, organizational, communication, collaboration, and conflict de-escalation skills.
- Ability to balance team leadership with hands-on transaction review in a fast-paced environment with changing priorities.
Nice to have
- Additional licenses or certifications demonstrating knowledge of industry regulations and concepts.
Culture & Benefits
- Hybrid workstyle with less than 25% travel.
- Medical, dental, vision, life, disability, critical illness, and accident insurance may be available.
- Retirement savings, paid vacation, holidays, sick leave, and parental leave may be available.
- Work environment centered on developing people, collaboration, pragmatic decision-making, accountability, and continuous improvement.
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