9 дней назад
Director, Supervision - Trade Review
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Director, Supervision - Trade Review (Financial Services): Leading trade review managers and strengthening supervisory programs across a complex financial services organization with an accent on regulatory oversight, risk-based decision making, and control effectiveness. Focus on identifying emerging risks, guiding complex supervisory decisions, and improving governance, compliance, and operational risk management.
Location: Saint Petersburg, Florida, United States; hybrid workstyle. Travel is less than 25%.
Company
is a financial services firm focused on client-first service, integrity, independence, and prudent long-term decision making.
What you will do
- Lead and develop Trade Review managers through coaching, performance management, succession planning, and leadership development.
- Provide strategic direction and oversight for trade and account activity review programs.
- Identify, escalate, investigate, and resolve significant supervisory, regulatory, operational, and reputational risks.
- Partner with Supervision, Compliance, Legal, Risk Management, Operations, and business leaders on complex issues and emerging risks.
- Improve supervisory policies, procedures, governance structures, controls, and operational efficiency.
- Prepare risk assessments and management reports, support regulatory examinations and audits, and present recommendations to senior leadership.
Requirements
- Bachelor’s degree in a related discipline and at least 10 years of experience in the financial services industry, or an equivalent combination of education, experience, and training.
- At least five years of management experience within financial services.
- Required licenses or certifications for the assigned functional area: Series 7, 9/10 or 24/53/4, and 63 or 66.
- Strong regulatory and supervisory expertise, strategic judgment, analytical ability, and decision-making skills.
- Experience developing high-performing teams, influencing senior stakeholders, and communicating complex issues to executive audiences.
Culture & Benefits
- Hybrid work environment with a people-first culture centered on developing, collaborating, deciding, delivering, and improving.
- Benefits may include medical, dental, vision, life, critical illness, accident, disability, retirement savings, paid time off, holidays, sick leave, and parental leave.
- Culture emphasizes accountability, collaboration, continuous improvement, inclusion, and prudent risk management.
- Opportunities to lead strategic initiatives and strengthen supervisory capabilities across the organization.
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