11 дней назад
Senior Legal Analyst - Annuities and Variable Products
94 000 - 114 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Legal Analyst - Annuities and Variable Products (SEC/Insurance): Supporting legal and compliance functions for SEC-registered insurance products, annuities, policy owner services, claims administration, and product registration with an accent on securities regulation, disclosures, and regulatory examinations. Focus on researching federal and state requirements, resolving SEC comments, maintaining legal agreements, and providing practical guidance for new product development and operational issues.
Location: Hybrid office environment with three days in office each week (Tuesday, Wednesday, and Thursday) in Denver, Cedar Rapids, Baltimore, or Philadelphia, United States.
Salary: $94,000–$114,000 annually, plus potential eligibility for an annual bonus.
Company
is an international financial services company providing insurance, annuity, retirement, investment, and employee benefit solutions.
What you will do
- Research and apply federal and state laws, rules, and regulations affecting insurance and SEC-registered annuity products.
- Support Legal, Compliance, Operations, and business teams with policy interpretation, claims matters, escalated complaints, and complex operational issues.
- Review annual prospectus filings, SEC filings, and required product disclosures, and support the registration of new products.
- Help resolve SEC staff comments and address outside counsel concerns related to new products, product enhancements, and disclosure changes.
- Manage Fund Participation Agreements and related contracts and amendments.
- Support responses to market conduct and regulatory examinations, communicate legal changes, and lead or assist special projects.
Requirements
- Bachelor’s degree in a business-related field or equivalent experience.
- At least 10 years of experience with products registered under the Investment Company Act of 1940 and/or the Securities Act of 1933.
- Knowledge of financial services and annuity products, including securities-regulated products.
- Strong written and verbal communication, legal research, analytical, decision-making, problem-solving, and organizational skills.
- Proficiency with Microsoft Office, legal research tools, and the SEC’s EDGAR website.
Nice to have
- Experience with variable annuities and a range of investment or insurance products.
- Paralegal or legal analyst experience.
- Experience with Lexis, Westlaw, or similar legal research platforms.
Culture & Benefits
- Collaborative workplace focused on accountability, inclusion, and work-life balance.
- Comprehensive benefits package including medical, dental, vision, disability insurance, pension plan, and 401(k) match.
- Paid time off starting at 160 hours annually, typically ten paid holidays, and eligible paid parental leave.
- Tuition reimbursement, career training and development, employee discounts, and an employee stock purchase plan.
- Wellness, backup care, adoption assistance, employee assistance, volunteer time, and employee resource group programs.
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