Regulatory Operations Consultant

Location: Springfield, Massachusetts, United States; onsite

Salary: $64,100–$84,100 per year

Company

hirify.global is a purpose-driven financial services organization focused on long-term impact, customer outcomes, and responsible stewardship.

What you will do

• Review trade activity, money movement, and documentation across brokerage and registered investment adviser platforms.
• Evaluate activity against firm policies, supervisory controls, FINRA, SEC, and state regulatory requirements.
• Document findings, strengthen internal controls, and help prevent financial and regulatory violations.
• Identify process improvements and enhance back-office procedures for operational efficiency.
• Provide guidance to internal and external partners, build relationships with field leaders, and deliver training as needed.
• Navigate complex issues professionally while balancing detailed analysis with the broader regulatory landscape.

Requirements

• High school diploma required; bachelor's degree preferred.
• Series 7 and Series 24 licenses required at application or within six months of hire.
• At least three years of experience in the financial services industry.
• Compliance or supervision experience with a FINRA-registered broker-dealer or SEC-registered investment adviser is preferred.
• Knowledge of brokerage products, state and federal law, regulatory reporting, and compliance procedures.
• Candidates without current FINRA licenses must pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRA.

Culture & Benefits

• Clear ownership and accountability connected to company and customer outcomes.
• Collaborative environment with open communication and inclusive teamwork.
• Access to learning, development, and internal professional networks.
• Employee-led communities and forums supporting connection, learning, and inclusion.
• Culture grounded in integrity, responsibility, continuous improvement, and stewardship.