1 день назад
Asset Servicing, Senior Associate (Fintech)
90 000 - 115 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Asset Servicing, Senior Associate (Clearing Operations): Overseeing and improving the settlement and servicing of brokerage transactions with an accent on omnibus clearing, options and OCC operations, corporate actions, and reconciliations. Focus on resolving trade breaks and operational exceptions, translating requirements into system controls, and building automation with Technology teams.
Location: Onsite at 's Global HQ in St. Petersburg, Florida, United States
Salary: $90,000–$115,000 annually, plus discretionary bonus and benefits.
Company
is a digital brokerage platform providing trading, market data, and analytical tools through global financial infrastructure.
What you will do
- Own one or more clearing and asset servicing domains, including trading, cash and stock operations, options and OCC operations, corporate actions, security master, account transfers, and trade reporting.
- Oversee trade settlement, trade break resolution, margin calls, journals, dividends, ACATS, statements, confirmations, proxy delivery, and position and cash reconciliations.
- Develop desk procedures, controls, operating standards, and best practices for omnibus clearing processes.
- Act as the operational contact for the introducing broker-dealer, triaging issues, assessing impacts, and coordinating resolution.
- Analyze errors, trends, exceptions, and control gaps to identify root causes and process improvements.
- Translate operational requirements into technical specifications and partner with Development and Technology on enhancements, testing, UAT, and production readiness.
Requirements
- Bachelor's degree in Finance, Economics, Business, or a related field.
- 4+ years of experience in brokerage, clearing, settlement, or asset servicing operations.
- Experience in a clearing omnibus or self-clearing environment and within a retail broker-dealer.
- Working knowledge of options clearing and OCC processes, including exercises, assignments, expirations, and position settlement.
- Strong understanding of brokerage, clearing, settlement, asset servicing, DTCC, and post-trade regulatory requirements.
- Experience with Broadridge, Penson/Apex, FIS, or similar clearing and brokerage platforms.
Nice to have
- Series 7 or Series 99 license, or the ability to obtain one within 90 days.
- Experience leading initiatives, improving processes and controls, automating manual work, and managing operational projects.
- Ability to collaborate across Operations, Technology, Product, and other stakeholder groups.
Culture & Benefits
- 100% paid medical and dental insurance for employees and dependents, plus vision coverage.
- 401(k) match, short-term disability coverage, and commuter benefits for New York positions.
- Paid time off increasing with tenure, parental leave, personal and sick days, volunteer days, and company holidays.
- Wellness benefits, pet insurance, tuition reimbursement, and training support.
- In-person office environment with catered meals, stocked kitchens, and monthly team events.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
4 дня назад
Senior Associate, Asset Servicing
109 000 - 126 000$
1 день назад
Associate Manager, Operations (Fintech)
120 000 - 150 000$
4 дня назад
Client Associate II (Wealth Management)
59 000 - 77 000$
4 дня назад
Relationship Manager, Institut
83 100 - 141 300$
2 дня назад
Sr Auditor (Fintech)
66 000 - 103 000$
4 дня назад
Controllers, Asset & Wealth Management Public Product Control, Analyst, Jersey City
75 000 - 100 000$