2 дня назад
Generalist Compliance Associate/AVP
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Generalist Compliance Associate/AVP (Financial Services Compliance): Leading EMEA regulatory projects and maintaining compliance policies, monitoring frameworks, and regulatory submissions with an accent on UK and EMEA regulatory requirements. Focus on Market Abuse Regulation queries, FCA filings, compliance monitoring, audit coordination, regulatory research, and advising senior business stakeholders.
Location: London, United Kingdom
Company
is a global alternative asset manager with investment platforms spanning private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, credit, real assets, and secondary funds.
What you will do
- Drive EMEA regulatory projects supporting new business initiatives and regulatory change.
- Conduct regulatory research and ongoing horizon scanning.
- Draft, implement, and enhance compliance policies, procedures, and monitoring frameworks.
- Advise UK and EMEA business lines on routine regulatory matters, including Market Abuse Regulation queries.
- Prepare management information, regulatory submissions, public disclosures, and FCA filings.
- Maintain compliance manuals, breach registers, litigation trackers, regulatory indices, and audit documentation; deliver compliance training.
Requirements
- University degree, preferably in Law and/or Financial Regulation.
- More than 6 years of post-qualification experience in compliance and regulation within financial services, preferably international asset management.
- Broad technical knowledge across central compliance disciplines.
- Strong stakeholder management and the ability to advise and influence senior management.
- Ability to challenge constructively, manage projects, exercise independent judgment, and escalate issues appropriately.
- Excellent written and verbal communication skills.
Culture & Benefits
- Work within a global alternative asset management organization.
- Engage with business lines and regulatory stakeholders across the UK and EMEA.
- Equal employment opportunities are provided in accordance with applicable laws.
- Reasonable accommodation is available during the application process.
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