1 день назад
Compliance Officer (Asset Management)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Officer (Asset Management): Supporting UK compliance activities and maintaining compliance frameworks for asset management entities with an accent on regulatory advisory, EMEA monitoring, and governance reporting. Focus on assessing regulatory impacts, implementing UK investment management requirements, and coordinating control matters with Legal, Internal Audit, Risk, and business teams.
Location: Edinburgh, United Kingdom
Company
is an international asset manager providing investment strategies and wealth management services to clients.
What you will do
- Provide compliance advice to business teams and senior management.
- Maintain the compliance framework for UK entities.
- Monitor regulatory developments across Europe, the Middle East, and Africa.
- Prepare regulatory impact assessments, business guidance, and management information for boards and governance committees.
- Partner with Legal, Internal Audit, Risk Management, Fund Accounting, Sales, and Product teams on controls and regulatory implementation projects.
- Contribute to international compliance initiatives across multiple jurisdictions.
Requirements
- Degree in Economics, Finance, Law, or a related discipline.
- Professional compliance experience within asset management.
- Experience working within the UK regulatory environment.
- Strong knowledge of UK investment management regulations, including UCITS, AIFMD, and MiFID.
- Understanding of operational resilience, reporting, and outsourcing regulations.
- Strong analytical, communication, stakeholder management, organizational, and independent decision-making skills, with proficiency in Microsoft Office.
Culture & Benefits
- Collaborative, inclusive, and supportive working environment.
- Exposure to complex regulatory and business challenges across an international organization.
- Flexible working arrangements can be discussed during the hiring process.
- Support is available for applicants who disclose a disability.
- Returners are encouraged to apply.
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