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4 дня назад

Legal Counsel (Investment Management)

160 000 - 175 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Legal Counsel (Investment Management): Advising on registered investment products, fund disclosures, SEC filings, governance, and strategic regulatory initiatives with an accent on mutual funds, closed-end funds, ETFs, and securities law. Focus on reviewing registration statements and public disclosures, supporting fund launches and reorganizations, and translating complex legal issues into practical guidance.

Location: Houston, Texas, with a hybrid workplace model requiring at least four full days per week in an hirify.global office. The compensation information references Downers Grove.

Salary: $160,000–$175,000 base per year, plus incentive pay.

Company

hirify.global is a global investment management firm providing investment strategies and vehicles to clients worldwide.

What you will do

  • Provide practical legal advice on mutual funds, closed-end funds, ETFs, and related regulatory matters.
  • Oversee the preparation and review of registration statements, prospectuses, shareholder reports, proxy materials, fund board materials, and other public disclosures.
  • Support SEC filings under Forms N-1A, N-2, N-14, N-CSR, N-CEN, N-PORT, N-PX, and Schedule 14A.
  • Advise on fund launches, product line changes, mergers, reorganizations, shelf offerings, and regulatory implementation.
  • Collaborate with Product, Investments, Compliance, Finance, Distribution, auditors, fund counsel, and trustee counsel.
  • Engage with senior legal and business leaders on securities law, corporate projects, and strategic initiatives.

Requirements

  • Juris Doctor degree and active bar membership.
  • 4–6 years of relevant legal experience involving registered or unregistered investment companies and securities laws, particularly the Investment Company Act of 1940 and Securities Act of 1933.
  • Strong experience with regulatory disclosure and SEC disclosure forms, including direct engagement with SEC staff.
  • Strong analytical, writing, communication, project management, interpersonal, and commercial judgment skills.
  • Ability to work independently and collaboratively while translating complex legal issues into practical guidance.

Nice to have

  • Experience at a major law firm, the SEC, another regulatory agency, an asset management firm, an investment adviser, or a relevant financial services organization.

Culture & Benefits

  • Hybrid workplace model centered on regular in-office collaboration.
  • Flexible paid time off.
  • 401(k) matching of 100% up to the first 6%, with a discretionary supplemental contribution.
  • Health and wellbeing benefits, parental leave, and an employee stock purchase plan.
  • Collaborative legal environment with exposure to senior leaders and broad investment management initiatives.

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