13 ΡΠ°ΡΠΎΠ² Π½Π°Π·Π°Π΄
Executive Director, Compliance UK
ΠΡΡΡ & Π‘ΠΎΠΏΡΠΎΠ²ΠΎΠ΄
ΠΠ»Ρ ΠΌΡΡΡΠ° Ρ ΡΡΠΎΠΉ Π²Π°ΠΊΠ°Π½ΡΠΈΠ΅ΠΉ Π½ΡΠΆΠ΅Π½ Plus
ΠΠΏΠΈΡΠ°Π½ΠΈΠ΅ Π²Π°ΠΊΠ°Π½ΡΠΈΠΈ
Π’Π΅ΠΊΡΡ:
TL;DR
Executive Director, Compliance UK (Financial Compliance): Supporting the regulatory compliance programme for CIBCβs European Capital Markets and Corporate & Investment Banking businesses with an accent on market abuse risk assessment, regulatory monitoring, and compliance controls. Focus on investigating suspicious conduct, interpreting complex European regulations, advising senior stakeholders, and coordinating corrective actions across multiple compliance workstreams.
Location: London, United Kingdom; normal office environment
Company
is a relationship-oriented bank providing retail and wholesale banking services and maintaining independent oversight of business risks.
What you will do
- Support the Head of Compliance, Europe, in developing and managing the European regulatory compliance programme.
- Advise Capital Markets and Corporate & Investment Banking front-office teams on policies, procedures, transactions, new products, and conduct.
- Enhance market abuse risk assessments and investigate internal reports or suspicious conduct matters.
- Monitor global regulatory developments and assess their impact on London and European businesses.
- Conduct second-line monitoring, desk-based reviews, and risk assessments across Sales and Trading desks.
- Participate in committees, regulatory projects, audits, and assurance reviews while escalating material compliance issues and recommending corrective action.
Requirements
- Strong Capital Markets product knowledge and experience in Corporate & Investment Banking.
- Detailed knowledge of European regulatory requirements, including Dodd-Frank, MiFID II, MAR, EMIR, SFTR, and the FCA Handbook.
- Ability to independently interpret complex regulatory issues and provide clear, practical guidance.
- People management, stakeholder relationship-building, communication, presentation, and problem-solving skills.
- Strong organisational and project management skills, with the ability to manage multiple workstreams and competing priorities.
- Must be legally eligible to work in the United Kingdom and hold a valid work or study permit where applicable.
Culture & Benefits
- Inclusive environment focused on belonging and accessibility.
- Regular collaboration with regional management, Compliance partners, internal control teams, and functional groups.
- Regular employment with a 35-hour work week.
- Training and development responsibilities for new and existing employees.
ΠΡΠ΄ΡΡΠ΅ ΠΎΡΡΠΎΡΠΎΠΆΠ½Ρ: Π΅ΡΠ»ΠΈ ΡΠ°Π±ΠΎΡΠΎΠ΄Π°ΡΠ΅Π»Ρ ΠΏΡΠΎΡΠΈΡ Π²ΠΎΠΉΡΠΈ Π² ΠΈΡ ΡΠΈΡΡΠ΅ΠΌΡ, ΠΈΡΠΏΠΎΠ»ΡΠ·ΡΡ iCloud/Google, ΠΏΡΠΈΡΠ»Π°ΡΡ ΠΊΠΎΠ΄/ΠΏΠ°ΡΠΎΠ»Ρ, Π·Π°ΠΏΡΡΡΠΈΡΡ ΠΊΠΎΠ΄/ΠΠ, Π½Π΅ Π΄Π΅Π»Π°ΠΉΡΠ΅ ΡΡΠΎΠ³ΠΎ - ΡΡΠΎ ΠΌΠΎΡΠ΅Π½Π½ΠΈΠΊΠΈ. ΠΠ±ΡΠ·Π°ΡΠ΅Π»ΡΠ½ΠΎ ΠΆΠΌΠΈΡΠ΅ "ΠΠΎΠΆΠ°Π»ΠΎΠ²Π°ΡΡΡΡ" ΠΈΠ»ΠΈ ΠΏΠΈΡΠΈΡΠ΅ Π² ΠΏΠΎΠ΄Π΄Π΅ΡΠΆΠΊΡ. ΠΠΎΠ΄ΡΠΎΠ±Π½Π΅Π΅ Π² Π³Π°ΠΉΠ΄Π΅ β
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