6 дней назад
Analyst - Capital Markets Transaction Oversight
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Analyst - Capital Markets Transaction Oversight (Capital Markets Governance): Supporting governance, documentation, controls, and issue tracking across the lifecycle of capital markets transactions with an accent on transaction onboarding, deal file review, regulatory adherence, and audit readiness. Focus on validating approvals and documentation, escalating execution gaps, coordinating with business and control functions, and following remediation through resolution.
Location: Office-based in Chicago, Charlotte, or Columbus, United States
Company
is a financial services institution providing banking and capital markets services.
What you will do
- Coordinate oversight activities across client and transaction onboarding, active transactions, deal file review, and transaction offboarding.
- Track transaction milestones, deliverables, approvals, issues, findings, and remediation actions.
- Maintain complete, accurate, and version-controlled transaction documentation and audit-ready records.
- Execute controls, validate checklists and approvals, and ensure governance and documentation standards are met.
- Coordinate with business lines, transaction execution teams, and control functions to collect information and communicate requirements.
- Review electronic communications through Global Relay, support audits and testing, and escalate complex issues to senior oversight leadership.
Requirements
- Bachelor’s degree in finance, business, accounting, or a related field.
- At least 1 year of experience in financial services, capital markets, operations, risk, or control environments.
- Experience with related transaction systems and CRM tools.
- Strong attention to detail, organization, communication, and collaboration skills.
- Must be currently authorized to work full-time in the United States.
- Immigration sponsorship is not available for this position.
Nice to have
- FINRA Series 99, 79, or 52.
- Experience supporting capital markets transactions and transaction lifecycle workflows.
- Experience with DealCloud, Box.com, and Microsoft Office Suite.
- Exposure to governance, risk, compliance, or audit processes.
Culture & Benefits
- Office-based workplace with specific work arrangements provided by the hiring team.
- Health insurance, wellness, life, and disability insurance.
- Retirement savings plan and paid leave programs.
- Paid holidays and paid time off.
- Eligibility for applicable incentive compensation.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
1 день назад
Capital Markets Analyst (Finance)
66 000 - 112 000$
6 дней назад
Family Office Analyst (Wealth Management)
2 дня назад
Operations Analyst - Trust Tax
1 день назад
Internal Control Analyst (Banking)
6 дней назад
Operations Analyst Senior - Wealth Management
1 день назад