3 дня назад
Stock Plan Corporate Services Operations Manager (Fintech)
96 100 - 135 700$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Stock Plan Corporate Services Operations Manager (Brokerage Operations/Equity Compensation): Managing operational relationships and brokerage support for corporate stock plan clients with an accent on participant onboarding, transactions, regulatory reporting, and corporate actions. Focus on coordinating readiness for complex stock plan events, translating regulatory concepts for clients, and resolving operational risks across cross-functional teams.
Location: Remote - Nationwide; applicants must be authorized to work for any employer in the U.S.
Base salary: $96,100–$135,700 per year, with potential bonus participation.
Company
provides financial services focused on helping customers achieve financial freedom.
What you will do
- Manage operational relationships with self-administered stock plan clients and support relationship managers serving full-service clients.
- Advise corporate issuers, Treasurers, Plan Sponsors, and participants on brokerage account opening, onboarding, trading, settlement, money movement, and stock plan transactions.
- Provide guidance on Rule 144 filings, SEC Forms 3, 4, and 5 reporting support, and Rule 10b5-1 trading plan processes.
- Coordinate operational readiness for vestings, enrollments, stock splits, spin-offs, mergers, acquisitions, and other corporate actions.
- Monitor risks, facilitate issue resolution, and coordinate real-time communication across internal teams during complex or high-volume events.
- Lead education sessions and presentations for corporate clients and participants while driving process improvements and client experience enhancements.
Requirements
- Bachelor's degree or equivalent combination of education and experience.
- 5+ years of experience in brokerage operations, stock plan administration, equity compensation, relationship management, or financial services.
- Expertise in equity compensation plans, including RSUs, stock options, and ESPPs, as well as brokerage account servicing.
- Strong knowledge of Rule 144, SEC Forms 3, 4, and 5, Rule 10b5-1 plans, securities transaction processing, settlement, and money movement.
- FINRA Series 7 and 63 licenses, or the ability to obtain them when permitted by business requirements; FINRA fingerprinting is required upon hire.
- U.S. work authorization is required; employment visa sponsorship, including CPT/OPT sponsorship, is not available.
Nice to have
- Experience supporting publicly traded company stock plans.
- Experience working with corporate issuers, Treasurers, or Plan Sponsors.
- Presentation and consulting experience with corporate clients and participants.
- Understanding of stock plan administration systems and brokerage platforms.
Culture & Benefits
- Flexible work environment with an emphasis on purpose, well-being, inclusion, and work-life balance.
- Medical, dental, vision, and life insurance.
- 401(k) plan with company matching contributions of up to 6% and financial advisory services.
- Tuition reimbursement of up to $5,250 per year.
- Paid time off upon hire, paid holidays, floating holidays, volunteer time, parental leave, disability coverage, and FMLA programs.
- Business Resource Groups supporting inclusion and collaboration.
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