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Описание вакансии
Текст:
TL;DR
FCM Compliance Officer (CFTC/NFA) (FCM regulatory compliance): Building and owning a registered Futures Commission Merchant compliance program with an accent on written supervisory procedures, CFTC/NFA gap analysis, and regulatory oversight. Focus on translating regulatory developments into operational controls, coordinating NFA and CFTC inquiries, and preparing for examinations and filings.
Location: Remote, United States; New York
Company
Polymarket is a prediction market platform where users trade on outcomes across politics, economics, sports, culture, and current affairs.
What you will do
- Build and own the FCM compliance program, including written supervisory procedures for trading and operations.
- Conduct gap analyses against CFTC and NFA requirements and provide recommendations to the CCO.
- Draft, maintain, and update compliance policies and procedures as the business and regulations evolve.
- Coordinate responses to NFA and CFTC inquiries, including internal document production.
- Monitor CFTC and NFA regulatory developments and translate them into program updates.
- Support exam preparation, internal reporting, regulatory filings, and cross-functional compliance work with trading, operations, and legal.
Requirements
- Direct compliance experience at a CFTC-registered FCM.
- Deep working knowledge of CFTC and NFA rules and regulations.
- Proven experience writing written supervisory procedures rather than only editing templates.
- Ability to work independently, exercise sound judgment, and propose solutions.
- Clear written communication for regulators, internal stakeholders, and senior leadership.
Nice to have
- Experience managing an NFA or CFTC examination or formal inquiry from start to finish.
Culture & Benefits
- Remote work in a fast-moving, high-stakes environment.
- Competitive salary and equity.
- Unlimited paid time off.
- Full health, vision, and dental coverage.
- 401(k) match.
- New MacBook Pro, large display, and accessories.
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