5 дней назад
Compliance Executive – Compliance Monitoring
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Executive – Compliance Monitoring (Financial Services): Supporting compliance monitoring reviews for a global asset manager with an accent on regulatory assurance, financial crime controls, and stakeholder engagement. Focus on planning investigations, assessing regulatory requirements, tracking remediation actions, and driving continuous improvement across compliance processes.
Location: Henley-on-Thames, Oxfordshire, United Kingdom; hybrid working with at least four full days each week in the advertised office
Company
is a global investment management firm providing investment strategies and vehicles to clients worldwide.
What you will do
- Support continuous and thematic compliance monitoring reviews from planning and fieldwork through reporting, close-out meetings, and action tracking.
- Assess compliance with regulatory requirements, internal policies, and procedures across the business.
- Support reviews involving Henley, London, overseas group offices, and third parties when required.
- Represent Compliance Monitoring in project workstreams and change management initiatives.
- Collaborate with Compliance Advisory teams and business stakeholders to address emerging themes and review findings.
- Drive proactive engagement, constructive challenge, and continuous improvement in monitoring outputs and relationships.
Requirements
- Experience in Compliance Monitoring, Audit, Risk, or a related control function, ideally in asset management or financial services.
- Good understanding of European regulatory frameworks and exposure to regulators such as the FCA, CBI, CSSF, or BaFin.
- Knowledge of the asset management regulatory landscape, including financial crime, anti-money laundering, anti-bribery and corruption, sanctions, and data privacy.
- Degree in Business, Finance, Law, or a related discipline.
- Strong analytical, investigative, communication, organisational, and stakeholder management skills.
- Ability to work from the Henley-on-Thames office at least four full days per week under the current workplace model.
Nice to have
- Data analytics experience.
Culture & Benefits
- Company-provided healthcare, income protection, and life insurance.
- Competitive annual leave allowance and enhanced parental leave.
- Generous pension provisions and health and wellness benefits.
- Volunteering days and opportunities to support charitable organisations.
- Inclusive workplace with flexible working options within the required hybrid model.
- Commitment to environmental, social, and governance investing.
Hiring process
- Applicants may opt into the Disability Confident Scheme; candidates meeting the minimum criteria will be offered an interview.
- Reasonable adjustments are available during the application and selection process upon request.
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