Compliance Financial Crime Investigations Associate

TL;DR

Compliance Financial Crime Investigations Associate (Finance): Conducting investigations into suspicious activities and regulatory breaches within the APAC region with an accent on AML, anti-bribery, and market abuse monitoring. Focus on performing enhanced due diligence, managing KYC escalations, and ensuring firm-wide compliance with Australian and New Zealand financial regulations.

Location: Must be based in Sydney, Australia

Company

hirify.global is a leading global investment banking, securities, and investment management firm founded in 1869.

What you will do

• Conduct investigations into escalations involving insider trading, market manipulation, fraud, and suspicious asset movements.
• Perform pre-transactional reviews and approvals for third-party payments and deposits.
• Support the country MLRO with KYC escalations and transaction reviews for the Australian AML/CTF program.
• Prepare summaries and proposed conclusions for management regarding risk mitigation.
• Report suspicious activities to relevant regulators.
• Enhance internal policies, procedures, and training materials.

Requirements

• Must be based in Sydney, Australia
• Previous professional experience in investigations is required.
• Strong knowledge of AML, anti-bribery, and corruption legislation.
• Understanding of financial markets, specifically equities and equity derivatives.
• Excellent written and oral communication skills.
• Strong analytical and risk assessment capabilities.

Culture & Benefits

• Opportunities for professional growth through firm-wide networks and training.
• Commitment to diversity, inclusion, and employee wellness programs.
• Access to comprehensive personal finance and mindfulness offerings.
• Work within a collaborative team environment with diverse academic and professional backgrounds.