Compliance Officer
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Officer (APAC): Manage compliance activities for Hong Kong office and APAC region in global markets advisory space with an accent on control room operations, regulatory filings, and policy procedures. Focus on conducting internal monitoring, tracking regulatory changes, and collaborating across compliance and business teams.
Location: Hong Kong office
Company
is a multi-manager hedge fund platform investing across quantitative, fundamental equity, tactical trading, and discretionary macro & fixed income strategies.
What you will do
- Manage APAC Control Room activities including wall crosses, market soundings, MNPI controls, and restricted list maintenance.
- Liaise with compliance and business teams on SFC filings and internal inquiries.
- Review and enhance internal compliance policies and procedures.
- Assist in routine internal compliance monitoring and reviews.
- Track and support regulatory change initiatives related to Hong Kong markets and investments.
- Collaborate as part of APAC, Global Markets, and broader Compliance teams.
Requirements
- Bachelor’s degree.
- 5-7 years of relevant experience in regulatory, investment, and markets compliance.
- Highly self-motivated, organized, detail-oriented, structured, and methodical.
- Adaptable problem solver comfortable with technology and systems.
- Calm, concise communicator able to engage with staff across roles and seniority.
Nice to have
- Knowledge of SFC filings and regulations.
- Experience maintaining control room restrictions and approving deals for investment teams.
- Success in global matrix organizations.
- Project management skills and experience with Confluence, JIRA, AI models, and workflow tools.
- Familiarity with multi-manager hedge fund model.
Culture & Benefits
- Talent-focused strategy prioritizing people development and advancement.
- Teamwork-oriented, collaborative environment encouraging ideas at all levels.
- Strong emphasis on Diversity, Equity, and Inclusion.
- Learning and educational offerings with opportunities for impactful contributions.
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