Premier Brokerage Associate (Finance)

TL;DR

Premier Brokerage Associate (Finance): Managing retail client accounts and facilitating trades for equities, ETFs, and mutual funds with an accent on regulatory compliance and exceptional client service. Focus on executing brokerage transactions, managing asset movements, and identifying new business opportunities.

Location: Remote (USA). Applicants must be authorized to work for any employer in the U.S.

Salary: $50,300 - $69,125

Company

hirify.global is a financial services company focused on transforming financial lives through a flexible work environment and inclusive corporate culture.

What you will do

• Provide exceptional service to retail customers, explaining complex financial concepts in an easy-to-understand manner.
• Assist clients with trading Equity, ETF, Mutual Fund, Options, and Fixed Income securities in an inbound call center setting.
• Manage a wide array of service requests including account opening, asset movement, and maintenance.
• Ensure adherence to brokerage transaction and regulatory requirements, including Corporate Actions, Exchange Rules, Suitability, and Tax Implications.
• Uncover leads and opportunities to drive new business for the Retirement Advisor Team.

Requirements

• Active FINRA Series 7 and Series 63 licenses required.
• Must be authorized to work in the U.S. without sponsorship (CPT/OPT not accepted).
• 2+ years of customer service experience, preferably in financial services or high-volume call centers.
• Knowledge of equities trading, fixed income, and options.
• FINRA fingerprinting required.

Nice to have

• Experience with Retail, IRA, and/or 401K customer service.
• Past brokerage and mutual fund trading experience.
• Prior experience working in a remote environment.

Culture & Benefits

• Comprehensive medical, dental, vision, and life insurance.
• 401(k) plan with company matching contributions up to 6%.
• Tuition reimbursement up to $5,250 per year.
• Generous paid time off, including ten company holidays and three floating holidays.
• 16 hours of paid volunteer time per calendar year.
• Paid parental leave and short/long-term disability programs.