обновлено 11 часов назад
Asset & Wealth Management - Business Risk & Controls - Associate - Richardson
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Asset & Wealth Management - Business Risk & Controls - Associate - Richardson (Operational Risk and Regulatory Controls): Supporting the business risk management framework for the UK Savings business with an accent on risk assessments, control assurance, operational resilience, and incident management. Focus on maintaining risk and control frameworks, analyzing emerging risks, and delivering compliance dashboards and control testing reports for senior management.
Location: Richardson, Texas, United States
Company
is a global investment banking, securities, and investment management firm with operations in asset and wealth management, including digital consumer finance through Marcus by .
What you will do
- Support the Business Risk and Controls team and maintain a robust risk management framework for the UK Savings business.
- Manage Risk and Control Self-Assessments, control assurance, business resilience, business continuity, and incident management.
- Develop and execute regulatory and operational risk management strategies in collaboration with second- and third-line teams.
- Lead adherence to operational resilience standards, including business continuity and Important Business Service obligations.
- Coordinate operational event and issue reporting, escalation, remediation, and risk assessments.
- Deliver monthly risk and compliance dashboards and control testing reports to senior management.
Requirements
- Approximately 5+ years of professional experience in risk, controls, compliance, audit, or First Line of Defense functions.
- In-depth knowledge of operational risk in a regulated financial environment and the UK financial services regulatory landscape.
- Product and regulatory expertise across banking and savings in a retail banking environment.
- Strong analytical, communication, negotiation, and stakeholder-influence skills.
- Ability to understand complex digital business architecture and use technology for risk solutions.
- Bachelor’s degree in Finance, Economics, or a related field preferred.
Nice to have
- Risk management experience in retail banking or digital consumer finance.
- Experience leading teams in a matrixed, global organization.
Culture & Benefits
- Startup-style environment within a global financial institution.
- Training and professional development opportunities.
- Firmwide networks, wellness programs, and personal finance offerings.
- Commitment to diversity, inclusion, and reasonable accommodations during the recruiting process.
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