Communications Compliance Senior Specialist (Fintech)

TL;DR

Communications Compliance Senior Specialist (Fintech): Reviewing and advising on public-facing retail communications to ensure regulatory and brand integrity with an accent on SEC, FINRA, and FTC standards. Focus on building and strengthening compliance oversight processes, partnering with cross-functional teams to provide early guidance, and managing complex compliance reviews in a high-growth environment.

Location: Must be based in or commute to Menlo Park, CA, New York, NY, or Washington, DC (3 days per week in-office required)

Salary: $89,000 – $135,000 USD (based on compensation zone)

Company

hirify.global is a technology-driven financial services firm on a mission to democratize finance for all.

What you will do

• Review and approve parent company and enterprise-level communications for regulatory and internal policy compliance.
• Provide proactive compliance guidance to Marketing, Legal, and Content teams during the creative process.
• Conduct principal-level audits of advertising materials and public-facing content.
• Develop and implement improvements to review processes and internal documentation standards.
• Coordinate with legal counsel to ensure timely and accurate regulatory opinion on PR and marketing strategies.
• Draft practical compliance guidelines for internal business stakeholders.

Requirements

• Bachelor’s degree or equivalent experience in a legal or compliance role within the financial services industry.
• 5+ years of experience in communications compliance or a related function.
• Deep knowledge of regulatory frameworks including FTC, SEC, FINRA, CFTC, or FCA.
• Strong written and verbal communication skills for providing clear guidance to diverse business partners.
• Ability to manage multiple complex compliance projects independently under shifting deadlines.
• Demonstrated ability to collaborate cross-functionally with Legal, Marketing, and Engineering teams.

Nice to have

• Experience with project management.
• Familiarity with compliance tools like Red Oak, Tableau, Coda, or Figma.
• Experience utilizing AI-enabled business tools like ChatGPT or Google Gemini in a compliance context.

Culture & Benefits

• Competitive performance-driven compensation including bonus programs and equity ownership.
• 100% paid health insurance for employees with 90% coverage for dependents.
• 401(k) matching and employer-paid life and disability insurance.
• Flexible lifestyle wallet for wellness and learning expenses.
• Generous time off including company holidays, sick time, and parental leave.
• Intentional, high-energy office environment with catered meals and community events.