Senior Compliance Manager, Tokenized Securities Venue (Americas)

Location: Remote roles in LATAM or San Jose, California, United States

Company

OKX operates a crypto exchange and wallet, providing access to crypto trading and decentralized applications for retail and institutional users.

What you will do

• Own the compliance program for the OKXICE tokenized securities venue under the SEC Innovation Exemption, including condition tracking, control testing, regulatory records, and examination readiness.
• Manage public notices, version control, corrections, material-change filings, and alignment between disclosures and product functionality.
• Run issuer notices from delivery through objections and confirmation of listing dates.
• Monitor per-stock and volume limits, consolidated market data, tier reviews, trading halts, eligible stablecoins, breaches, operational events, and SEC notifications.
• Oversee participant onboarding and wallet maintenance, including KYC/KYB, sanctions and on-chain rescreening, wallet records, and SBT credential issuance and revocation.
• Report to the OKXICE LLC Board of Managers and Americas Compliance leadership while managing and developing a TSV Compliance Analyst.

Requirements

• 8+ years of compliance experience at a broker-dealer, exchange, alternative trading system, or digital asset firm, including direct experience with SEC-regulated activity.
• Working knowledge of federal securities laws applying to trading venues, including Regulation ATS, Regulation NMS, and market manipulation rules, with the ability to apply them to new market structures.
• Experience building or operating compliance programs under regulatory conditions, exemptive relief, or no-action positions.
• Familiarity with blockchain-based trading, self-custodied wallets, smart contracts, liquidity pools, and on-chain screening.
• Strong drafting skills and experience converting complex technical or legal details into clear public disclosures and procedures.
• Sound judgment and ability to work with Product, Engineering, and Legal teams across time zones.

Nice to have

• Experience with tokenized securities, transfer agents, or digital asset broker-dealers.
• Exposure to OFAC sanctions programs and blocked-property handling for on-chain assets.
• Experience reporting to a board or joint-venture governance body.
• JD or similar legal background.

Culture & Benefits

• Competitive total compensation package.
• Team-building programs and company events.
• Wellness and meal allowances.
• Comprehensive healthcare schemes for employees and dependants.
• Culture guided by collaboration, integrity, execution, and a diverse working environment.