Counsel, Enforcement
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Location: Hybrid work environment with defined in-person presence requirements; job postings include Rockville, MD; Jericho, NY; Denver, CO; Chicago, IL; Boston, MA; Boca Raton, FL; Plano, TX; Tysons, VA; Jersey City, NJ; Woodbridge, NJ; Washington, DC; Philadelphia, PA; New York, NY; Los Angeles, CA; and San Francisco, CA. Work outside business hours and overnight travel may be required.
Salary: $97,700–$211,400 depending on location; the Rockville, MD range is $112,300–$202,500.
Company
is a securities regulator focused on investor protection and market integrity.
What you will do
- Resolve non-complex enforcement matters through risk-based legal assessment, evidence review, legal analysis, and effective advocacy.
- Recommend charges, sanctions, and fair outcomes consistent with priorities and Principal Considerations.
- Negotiate settlements and draft clear settlement documents describing the facts, charges, legal basis, and sanctions.
- Monitor investigations, develop the factual record with investigative staff, identify evidence gaps, and provide legal advice.
- Prepare cases for litigation, including exhibits and witness outlines, and conduct non-complex witness examinations.
- Manage priorities, timelines, deadlines, written work product, internal discussions, and escalation of ambiguous or high-risk issues.
Requirements
- Law degree and appropriate licensure to practice law in all applicable jurisdictions.
- Minimum of six years of relevant legal experience in a regulatory or legal environment.
- Excellent oral and written communication, litigation, and interpersonal skills.
- Securities Industry Essentials certification or an acceptable industry-equivalent certification required upon hire or within 16 months of the assigned SIE training cohort start date.
- Ability to collaborate with investigative and legal staff, assess evidence objectively, and resolve non-complex matters with supervision.
- Ability to work in a hybrid environment with defined in-person presence; work outside business hours and overnight travel may be required.
Culture & Benefits
- Collaboration is expected both in person and virtually in support of investor protection and market integrity.
- Health, dental, vision, life, disability, long-term care, legal, and business travel insurance options.
- Immediate 401(k) participation and vesting with company match, plus eligibility for an additional -funded retirement contribution.
- Tuition reimbursement, commuter benefits, adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.
- Paid time off starts at 15 days and increases to 25 days with tenure, plus personal, sick, volunteer, holiday, parental, and other paid leave.
- Employees must comply with investment and securities-account restrictions, disclose applicable brokerage accounts, use firms providing an electronic feed, and execute the Employee Confidentiality and Invention Assignment Agreement.
Hiring process
- Submit an application through the Careers site; applications are accepted on an ongoing basis.
- is not accepting unsolicited resumes from search firms without a valid written agreement and task order.
Будьте осторожны
Если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого. Это мошенники. Обязательно жмите «Пожаловаться» или пишите в поддержку. Подробнее в гайде →