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10 дней назад

Compliance Officer - Global Markets Compliance Advisory (Commodities)

Формат работы
hybrid
Тип работы
fulltime
Английский
b2
Страна
UK
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Officer - Global Markets Compliance Advisory (Commodities): Providing risk-based regulatory advice, oversight and constructive challenge for commodities markets activities with an accent on FCA rules, MiFID II, MAR, EMIR and market standards. Focus on assessing new products and strategic change programmes, monitoring emerging regulatory risks, and advising front-office businesses and senior stakeholders.

Location: London, UK; hybrid working with at least two days per week, or 40% of working time, at an office site; role based on the Markets trading floor

Company

hirify.global is transforming its banking business through investment in people, data and technology while serving 28 million customers.

What you will do

  • Provide day-to-day compliance advisory support to the Commodities business on regulatory, conduct and transactional matters.
  • Advise on FCA rules, MiFID II, MAR, EMIR, trading venue obligations, Swap Dealer requirements and relevant market standards.
  • Support new products, business initiatives and strategic change programmes by identifying and managing regulatory risks.
  • Monitor regulatory developments and emerging risks, providing guidance and briefings to stakeholders and senior management.
  • Partner with Surveillance, Control Room and Compliance Monitoring teams on compliance risk coverage and escalation.
  • Support regulatory enquiries, thematic reviews and assurance activities, deliver training, and promote strong conduct standards.

Requirements

  • Compliance Advisory experience supporting commodities markets, or broader Global Markets experience with demonstrable commodities knowledge.
  • Knowledge of wholesale market regulation, including FCA requirements, MiFID II, MAR, EMIR, trading venue rules, Swap Dealer obligations and relevant industry codes.
  • Ability to provide credible advice, challenge and oversight to front-office businesses and senior stakeholders.
  • Strong stakeholder management skills and experience influencing senior business leaders.
  • Sound regulatory judgement, with the ability to apply complex requirements to commercial activities and strategic initiatives.
  • Independent and proactive approach, including the ability to identify emerging risks and drive effective outcomes.

Nice to have

  • Experience advising Commodities businesses.
  • Experience covering FX and/or Rates markets.

Culture & Benefits

  • Commitment to diversity, equity and inclusion across the organisation.
  • Pension contribution of up to 15%.
  • Annual performance-related bonus and share schemes including free shares.
  • 30 days of holiday plus bank holidays.
  • Wellbeing initiatives and parental leave policies.

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