13 дней назад
Managing Legal Counsel – U.S. Registered Funds and ETFs (ETFs)
174 000 - 297 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Managing Legal Counsel – U.S. Registered Funds and ETFs (ETFs): Providing expert legal and regulatory counsel for the formation, launch, governance, and ongoing operation of U.S. registered funds, with an accent on ETF structures, securities laws, exchange requirements, and product initiatives. Focus on advising senior stakeholders, preparing regulatory filings and board materials, interacting with regulators, and solving complex operational and governance matters.
Location: Owings Mills, Maryland, United States; hybrid schedule with up to one day per week from home.
Base salary: $174,000–$297,000 annually for Maryland, Colorado, Washington, and remote workers. Additional ranges apply to Washington, D.C., New York, and California.
Company
is a global asset management organization providing equity, fixed-income, multi-asset, and registered investment product solutions.
What you will do
- Provide expert legal counsel on the formation, registration, launch, governance, and ongoing maintenance of registered investment products, with a focus on ETFs.
- Advise Product, Investments, Capital Markets, Trading, Distribution, Operations, Compliance, and Risk teams on ETF initiatives and innovative investment structures.
- Interpret the Investment Company Act of 1940, federal securities laws, SEC rules, exchange requirements, and evolving ETF regulations.
- Support exchange listings, capital markets activities, authorized participant arrangements, creation and redemption processes, and related operations.
- Prepare and review registration statements, prospectuses, shareholder communications, board materials, and other regulatory filings.
- Present matters to fund boards, interact with regulators, manage outside counsel, and lead complex cross-functional initiatives.
Requirements
- Juris Doctor degree from an accredited law school.
- Active membership in good standing in at least one U.S. state bar is required.
- At least 10 years of legal experience advising registered investment companies, including significant ETF experience.
- Deep knowledge of the Investment Company Act of 1940 and related federal securities laws.
- Experience advising registered investment companies, asset managers, or financial services organizations on complex legal and regulatory matters.
- Ability to advise senior executives, investment professionals, and business leaders and present to fund boards.
Nice to have
- Experience with ETF launches, fund reorganizations, mutual fund-to-ETF conversions, or other product development initiatives.
- Experience interacting with the SEC, listing exchanges, or other financial regulators.
- Experience leading cross-functional initiatives and managing outside counsel.
- Strong relationship-management, communication, and project-management skills.
Culture & Benefits
- Hybrid work schedule with up to one day per week from home.
- Annual bonus eligibility and a retirement plan.
- Health and wellness benefits, including online therapy.
- Paid time off for vacation, illness, medical appointments, and volunteering.
- Family care resources, including fertility and adoption benefits.
- Inclusive workplace with equal opportunity and support for professional growth.
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