3 дня назад
Head of Regulatory Compliance (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Head of Regulatory Compliance (Fintech): Leading UK regulatory advice, risk-based compliance monitoring, and AI governance for a financial platform with an accent on FCA requirements, Consumer Duty, safeguarding, e-money, and regulatory change. Focus on overseeing assurance reviews, challenging the business constructively, and developing a compliance team while governing AI adoption.
Location: Moorgate, London; 3–4 days in the office
Company
is a profitable fintech platform providing business credit cards, SME spend management, savings, and other financial products.
What you will do
- Lead the UK regulatory advice function across FCA rules, Consumer Duty, financial promotions, safeguarding, and e-money.
- Oversee regulatory horizon scanning and translate regulatory changes into business actions.
- Lead the second-line Risk and Compliance Monitoring Plan, including thematic reviews, control testing, and action closure.
- Lead the use of AI within Compliance and provide oversight of AI use across the organisation.
- Coach and develop a small compliance team while providing pragmatic, risk-based challenge to the first line.
Requirements
- Strong working knowledge of FCA SYSC, Consumer Duty, and the EMR and PSR regimes.
- Hands-on experience running risk-based compliance monitoring or independent assurance in a UK FCA-regulated firm.
- Experience with AI tooling and deploying AI across Compliance and the wider organisation.
- Experience leading and developing a compliance team.
- Clear communication skills for senior stakeholders, governance forums, and partner banks.
- Ability to work from the London office 3–4 days per week.
Nice to have
- Experience in an FCA-regulated fintech, EMI, payments, or banking firm.
- Exposure to fraud, safeguarding, or operational resilience.
- Direct FCA engagement or cross-jurisdictional experience, such as coordinating across the UK and US.
Culture & Benefits
- Fast-paced, experimental culture focused on piloting ideas, speed, ownership, and constructive feedback.
- Private healthcare, including dental and optician services, plus worldwide travel insurance.
- 28 days of holiday plus bank holidays, enhanced parental leave, and a learning and wellbeing budget.
- Salary sacrifice pension scheme with up to 7% matching, EV and cycle-to-work schemes, and a season ticket loan.
- Anniversary rewards, including a fully paid four-week sabbatical, plus therapy sessions and dog-friendly offices.
Hiring process
- Applications are generally answered within 3 working days, or up to 5 working days during busy periods.
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