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Описание вакансии
Текст:
TL;DR
Chief Compliance Officer, UK (Fintech): Leading Robinhood’s UK compliance programme for regulated investments and crypto products with an accent on FCA oversight, Consumer Duty, AML frameworks, and regulatory engagement. Focus on maintaining the compliance framework, managing supervisory interactions, overseeing financial promotions, and shaping risk culture at Board level.
Location: London, UK; in-person attendance required 5 days per week
Company
Robinhood is a financial technology company building investment and crypto products to democratize finance.
What you will do
- Lead and maintain the UK compliance framework in line with FCA rules and applicable legislation.
- Develop the annual Compliance Monitoring Plan, monitor regulatory developments, and oversee remediation.
- Advise senior management on investments, crypto products, business initiatives, and regulatory obligations.
- Act as a primary contact for the FCA and other regulatory bodies, managing supervisory, authorisation, and reporting interactions.
- Oversee Consumer Duty, financial crime and AML frameworks, financial promotions, marketing communications, and website content.
- Chair the Risk & Compliance Committee and shape the firm’s risk culture, values, and risk appetite at Board level.
Requirements
- Must be based in the United Kingdom.
- 10+ years of regulatory compliance experience within a relevant FCA-regulated firm.
- Approval as, or ability to obtain approval for, FCA Senior Management Function SMF16.
- Strong knowledge of the FCA Handbook, Consumer Duty, UK Money Laundering Regulations, and SM&CR.
- Experience with FCA supervisory and authorisation interactions, regulatory reporting, risk assessment, and cross-functional programmes.
- Degree or equivalent practical experience, with strong analytical, organisational, communication, and problem-solving skills.
Nice to have
- Knowledge and demonstrable use of AI.
- Experience working in an international team environment across large, multi-workstream projects.
Culture & Benefits
- High-impact work in a fast-moving environment with ethics and high performance at the centre.
- Performance-driven compensation with bonus programmes and equity ownership.
- Supplemental health insurance, ancillary insurance, mental health support, and a flexible lifestyle wallet.
- Paid time off, sick time, company holidays, volunteer time off, and parental leave.
- In-office benefits including catered meals, events, comfortable workspaces, and a monthly commuter stipend.
- Access to AI tools and continuous AI skill-building.
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