Suitability Analyst (Financial Services Compliance)

Location: Remote; normal office environment with periodic travel potentially required.

Salary: $66,500–$92,000 annually plus bonus.

Company

hirify.global provides insurance and financial products designed to help educators protect their assets and prepare for the future.

What you will do

• Review financial services applications, enrollment forms, transactions, and supporting documentation for suitability under broker-dealer procedures and FINRA requirements.
• Follow up with registered representatives, agents, and field partners to resolve missing information and clarify suitability questions.
• Maintain broker-dealer records and support application disposition in accordance with regulatory and firm requirements.
• Develop and use exception reports and surveillance systems to identify transactions requiring additional review.
• Assist with training materials, forms, system enhancements, and process improvements for suitability activities.

Requirements

• High school diploma or GED required; a four-year college degree is preferred.
• 2+ years of related business experience in the insurance or brokerage industry.
• Strong analytical, critical-thinking, communication, organization, and prioritization skills.
• Ability to interpret and consistently apply procedures and regulatory requirements in a highly regulated environment.
• FINRA Series 6 or Series 7 and Series 26 or Series 24 required.

Nice to have

• Four-year college degree.
• FINRA Series 51 or Series 53.

Culture & Benefits

• Remote role supporting broker-dealer compliance and client protection.
• Opportunity to work across financial services, regulatory compliance, and insurance.
• Periodic travel may be required.
• Compensation includes a salary range of $66,500–$92,000 plus bonus.