2 дня назад
Compliance Analyst (Investment Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Analyst (Investment Compliance): Supporting a MiFID-regulated Direct Investment Unit through regulatory advice, compliance monitoring, policy governance, and regulatory change implementation with an accent on UK financial services regulation, investment compliance, and risk oversight. Focus on maintaining compliance frameworks and registers, managing call recording controls, preparing for regulatory reviews, and translating regulatory requirements into practical business processes.
Location: London, United Kingdom; hybrid with at least three days per week in the office
Company
is a global professional services company operating across risk, reinsurance, capital, people and investments, and management consulting.
What you will do
- Provide day-to-day compliance advice and regulatory guidance to the Direct Investment Unit.
- Maintain compliance registers and support oversight of First Line of Defence registers.
- Develop and maintain compliance policies, manuals, procedures, and training materials.
- Conduct compliance monitoring and support the identification, assessment, and management of compliance risks and incidents.
- Manage call recording processes with business and technology teams.
- Monitor regulatory developments, support regulatory change initiatives, and prepare for thematic reviews, supervisory visits, compliance monitoring reviews, and internal audits.
Requirements
- University degree or equivalent professional experience.
- Strong experience in the compliance function of a UK MiFID-regulated firm.
- Solid understanding of the UK regulatory landscape and ability to apply regulatory requirements in a practical business environment.
- Experience with compliance monitoring, regulatory advisory work, policy governance, or risk oversight.
- Strong organisational skills, attention to detail, ownership, and ability to manage competing priorities.
- Ability to work from the London office at least three days per week.
Nice to have
- Professional compliance or investment qualification, ideally QCA Level 4 or equivalent.
- Working knowledge of MiFID, with exposure to AIFMD, UCITS, or other investment management regulations.
- Experience building stakeholder relationships and providing pragmatic, commercially minded compliance support.
- Interest in developing a long-term career in financial services compliance.
Culture & Benefits
- Professional development opportunities, meaningful work, and supportive leadership.
- Inclusive culture focused on collaboration, integrity, transparency, accountability, and ethical conduct.
- Access to diverse career opportunities and industry-leading expertise through global scale.
- Comprehensive benefits and wellbeing support.
- Hybrid work with remote flexibility and regular in-person collaboration.
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