13 дней назад
Assistant General Counsel, Fixed Income
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Assistant General Counsel, Fixed Income (Capital Markets): Providing legal support for fixed income sales and trading, debt research, underwriting, and investment banking with an accent on transactional documentation, securities offerings, and regulatory requirements. Focus on drafting and negotiating distribution agreements, advising on SEC, FINRA, and MSRB matters, coordinating regulatory inquiries, and managing legal and regulatory risk.
Location: Hybrid role in Saint Petersburg, Florida, United States
Company
is a financial institution providing capital markets and investment services.
What you will do
- Provide legal coverage for the Fixed Income Capital Markets business and support sales and trading activity.
- Draft, review, negotiate, and advise on NDAs, engagement letters, commercial agreements, securities offering documents, underwriting documents, and distribution agreements.
- Advise retail and institutional fixed income sales and trading teams on documentation, collateral arrangements, and regulatory requirements.
- Coordinate responses to litigation matters, subpoenas, discovery requests, and regulatory inquiries.
- Partner with sales, trading, research, investment banking, Compliance, Risk, and other control functions.
- Manage external counsel and contribute to initiatives improving processes, consistency, and risk oversight.
Requirements
- Juris Doctor degree with strong academic credentials.
- Active bar membership in good standing.
- At least 8 years of relevant legal experience in fixed income capital markets or comparable private practice or in-house work.
- Strong understanding of the legal and regulatory framework applicable to fixed income capital markets, including SEC, FINRA, and MSRB requirements.
- Experience at a major law firm, financial institution, regulator, or self-regulatory organization.
- Strong drafting, negotiation, communication, independent judgment, and risk-management skills.
Nice to have
- Previous litigation experience.
Culture & Benefits
- Hybrid workstyle with less than 25% travel.
- Benefits may include medical, dental, vision, life, disability, critical illness, and accident insurance.
- Retirement savings, paid vacation, holidays, sick leave, and parental leave may be available.
- Opportunity to own complex fixed income matters and work directly with senior business leadership.
- Work environment emphasizes collaboration, integrity, client focus, accountability, and continuous improvement.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →