Senior Analyst, TS Market Operations
ΠΡΡΡ & Π‘ΠΎΠΏΡΠΎΠ²ΠΎΠ΄
ΠΠ»Ρ ΠΌΡΡΡΠ° Ρ ΡΡΠΎΠΉ Π²Π°ΠΊΠ°Π½ΡΠΈΠ΅ΠΉ Π½ΡΠΆΠ΅Π½ Plus
ΠΠΏΠΈΡΠ°Π½ΠΈΠ΅ Π²Π°ΠΊΠ°Π½ΡΠΈΠΈ
Location: Hybrid work with defined in-person requirements; Rockville, Maryland, and other listed U.S. locations. Core coverage requires scheduled 8-hour shifts within 8:00 AMβ8:00 PM EST.
Salary: $83,300β$148,600 annually in Rockville, MD. Other U.S. location-based ranges may apply.
Company
is a securities regulator focused on market integrity and investor protection.
What you will do
- Monitor intraday trading across trade reporting facilities using system alerts, phone inquiries, and email requests.
- Resolve routine operational matters and escalate complex or novel issues to senior staff and subject-matter experts.
- Respond to member firms, self-regulatory organizations, departments, and vendors while maintaining marketplace-support databases.
- Document alert reviews and prepare clear written summaries for senior leadership.
- Support junior analysts and contribute to section policies, procedures, analytics tools, and operational methodologies.
- Apply regulatory knowledge to evaluate potential securities rule violations and support market integrity.
Requirements
- Bachelorβs degree, preferably in Finance, Economics, or Business, plus at least three years of experience in securities, financial services, financial markets operations, or a regulatory environment, or an equivalent combination of education and experience.
- Working knowledge of and other SRO rules and the Securities Exchange Act of 1934.
- Ability to identify potential securities rule violations and apply analytical and critical-thinking skills with strong attention to detail.
- Ability to work independently, manage multiple priorities, and prepare clear reports and presentations for leadership.
- Experience with financial systems and databases is preferred.
- Ability to work hybrid with defined in-person requirements and scheduled coverage during the EST business-day window.
Culture & Benefits
- Collaboration takes place both in person and virtually in support of investor protection and market integrity.
- Health, dental, vision, life, disability, long-term care, legal, and business travel insurance are available.
- 401(k) participation with company matching and eligibility for an additional -funded retirement contribution.
- Tuition reimbursement, commuter benefits, employee assistance, wellness programs, and family-support benefits are offered.
- Paid time off starts at 15 days, with personal, sick, volunteer, holiday, parental, and other paid leave available.
- Employees must comply with investment-account disclosure and securities restrictions under its Code of Conduct.
ΠΡΠ΄ΡΡΠ΅ ΠΎΡΡΠΎΡΠΎΠΆΠ½Ρ: Π΅ΡΠ»ΠΈ ΡΠ°Π±ΠΎΡΠΎΠ΄Π°ΡΠ΅Π»Ρ ΠΏΡΠΎΡΠΈΡ Π²ΠΎΠΉΡΠΈ Π² ΠΈΡ ΡΠΈΡΡΠ΅ΠΌΡ, ΠΈΡΠΏΠΎΠ»ΡΠ·ΡΡ iCloud/Google, ΠΏΡΠΈΡΠ»Π°ΡΡ ΠΊΠΎΠ΄/ΠΏΠ°ΡΠΎΠ»Ρ, Π·Π°ΠΏΡΡΡΠΈΡΡ ΠΊΠΎΠ΄/ΠΠ, Π½Π΅ Π΄Π΅Π»Π°ΠΉΡΠ΅ ΡΡΠΎΠ³ΠΎ - ΡΡΠΎ ΠΌΠΎΡΠ΅Π½Π½ΠΈΠΊΠΈ. ΠΠ±ΡΠ·Π°ΡΠ΅Π»ΡΠ½ΠΎ ΠΆΠΌΠΈΡΠ΅ "ΠΠΎΠΆΠ°Π»ΠΎΠ²Π°ΡΡΡΡ" ΠΈΠ»ΠΈ ΠΏΠΈΡΠΈΡΠ΅ Π² ΠΏΠΎΠ΄Π΄Π΅ΡΠΆΠΊΡ. ΠΠΎΠ΄ΡΠΎΠ±Π½Π΅Π΅ Π² Π³Π°ΠΉΠ΄Π΅ β