8 дней назад
VP Compliance, Global Head of Regulated Entities (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
VP Compliance, Global Head of Regulated Entities (Fintech): Leading second-line compliance oversight for FIS regulated entities and contractually obligated business units across the US, London, and Dublin, with an accent on regulatory governance, compliance programs, and regulator engagement. Focus on managing distributed Compliance Officer and MLRO teams, integrating newly acquired regulated entities, and aligning sovereign regulatory requirements with global compliance frameworks.
Location: Available in the United States, London, or Dublin
Company
operates across the global financial services and fintech industry.
What you will do
- Lead second-line Compliance oversight for regulated entities and contractually obligated business units.
- Manage Compliance Officers, Money Laundering Reporting Officers, and geographically distributed Compliance teams.
- Develop consistent frameworks for compliance processes, controls, governance, reporting, and oversight.
- Engage with regulators, oversee regulatory inspections and examinations, and support regulatory risk mitigation.
- Lead compliance activities for significant regulatory change programs, mergers and acquisitions due diligence, and integration of newly acquired regulated entities.
- Act as an escalation point and coordinate with the Global Head of Financial Crime Compliance on policies, risk assessments, and governance.
Requirements
- Substantial financial services regulatory compliance experience in an executive leadership role at a bank, regulated investment firm, or fintech.
- Deep knowledge of compliance requirements for regulated entities across US domestic and international markets.
- Experience leading large, geographically distributed teams and influencing C-level stakeholders.
- Expertise in financial services regulatory compliance programs and controls.
- Experience working with regulators including CFPB, FRB, FDIC, NCUA, FTC, NYDFS, SEC, FINRA, OCC, FCA, JFSC, CBI, CSSF, and BaFin.
- Experience engaging with regulators and understanding financial services client and operational requirements.
Culture & Benefits
- Work within a global financial services organization.
- Collaborate across international regulated entities and business units.
- Support diversity, inclusivity, and broad stakeholder participation.
- Employment is full time.
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