8 дней назад
Core and Employee Compliance Analyst (Investment Management)
90 000 - 110 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Core and Employee Compliance Analyst (Investment Management): Supporting employee compliance, Code of Ethics administration, and electronic communications surveillance with an accent on risk identification, policy adherence, and regulatory standards. Focus on reviewing employee reports and surveillance alerts, validating compliance data, refining monitoring scenarios, and escalating potential issues.
Location: New York, NY, United States
Salary: $90,000–$110,000 annual base salary, plus discretionary bonus and comprehensive benefits.
Company
is a multi-strategy investment firm founded in July 2024, with more than 400 employees and offices in New York, Houston, London, Singapore, and Hong Kong.
What you will do
- Administer the firm's Code of Ethics and employee compliance program.
- Review employee reports and certifications, identify potential issues, and escalate them appropriately.
- Review electronic communications alerts, document findings, and escalate concerns to senior Compliance officers.
- Support system testing, data validation, and the implementation and refinement of electronic communications surveillance scenarios.
- Collaborate with Legal & Compliance on internal policies, procedures, and training.
- Support long-term projects related to compliance with new and existing regulations.
Requirements
- 1–3 years of professional experience and a demonstrated record of achievement in academic and professional settings.
- Strong problem-solving skills, attention to detail, and the ability to manage multiple tasks efficiently.
- Excellent written and verbal communication skills.
- Professionalism, integrity, and discretion when handling confidential information.
- Experience in paralegal work, accounting, financial operations, compliance, or investment management is beneficial but not required.
Culture & Benefits
- Full-time employment within the Legal & Compliance team.
- Base salary, discretionary bonus, and comprehensive benefits.
- Inclusive environment that values diverse perspectives and contributions.
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