8 дней назад
Senior Trading Analyst
79 000 - 107 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Trading Analyst (Multi-Asset Trading): Monitoring and supporting equity, options, and fixed-income order flow while resolving trade breaks, corrections, advisor questions, and credit-risk obligations with an accent on execution quality, regulatory controls, and desk operations. Focus on managing margin-related liquidations, documenting exceptions, coordinating trade lifecycles, and improving trading workflows with AI-assisted automation.
Location: Dallas, TX, United States; office-based role
Salary: $79,000–$107,000 USD annually
Company
is building an AI platform for wealth professionals and partnering with financial advisors to improve the accessibility and quality of financial advice.
What you will do
- Monitor daily order flow, routing, and executions across equities and options, identifying anomalies and escalating risks.
- Process and support fixed-income orders, including treasuries, municipals, corporates, and brokered CDs.
- Resolve trade breaks, cancels, rebills, corrections, settlement exceptions, and trade-error documentation.
- Support credit-risk workflows, including margin-call liquidations and enforcement of PDT, Good Faith, and Freeride restrictions.
- Respond to advisor questions about orders, executions, bond pricing, yields, availability, corporate actions, and market events.
- Collaborate with Product and Engineering on trading buildouts, testing, and automation of manual desk processes.
Requirements
- 2+ years of experience in trading operations, trade support, or a trading desk at a broker-dealer or custodian.
- Hands-on experience with order handling, trade breaks, or corrections and working knowledge of equity and options market mechanics.
- FINRA Series 7 and Series 63 required; Series 57 required or must be obtained within 90 days of employment.
- Strong Excel skills and comfort working with trade data, operational reports, and internal tools.
- High attention to detail, sound judgment, clear communication, and composure in fast-moving markets.
- Willingness to obtain additional registrations, including Series 24, Series 4, or Series 52, as responsibilities grow.
Nice to have
- Exposure to fixed income or margin workflows.
- Experience with OMS platforms such as Sterling, RFQ platforms such as Tradeweb, or clearing platforms such as FIS Phase 3.
- Experience experimenting with AI tools for break triage, analysis, and repetitive work.
Culture & Benefits
- Values include kindness, brilliance, ownership, growth mindset, and grit.
- Premium HMO and PPO healthcare, dental, and vision insurance.
- 401(k) savings plan with a 4% match and immediate vesting.
- Sixteen weeks of paid parental leave after one year of employment.
- Professional development support through an employee mobility program and annual learning and development budget.
- One-month work-from-anywhere policy, with exceptions for a few countries.
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