1 день назад
Head of Client Oversight and Governance, Northern Trust Asset Management, Global Institutional Client Group
164 600 - 288 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Head of Client Oversight and Governance, Northern Trust Asset Management, Global Institutional Client Group (Asset Management): Building and leading a client oversight and governance function covering account onboarding, servicing, KYC compliance, risk monitoring, and client data management with an accent on regulatory adherence, operational controls, and cross-functional governance. Focus on designing scalable workflows and dashboards, aligning first-line controls with compliance functions, managing complex client matters, and leading the oversight team.
Location: Chicago, IL, United States; full-time, onsite role. Applicants must be authorized to work in the U.S. without employment-based visa sponsorship.
Salary: $164,600–$288,000 USD base pay annually, plus a discretionary bonus program that may include equity.
Company
provides wealth management, asset servicing, asset management, and banking services to individuals, corporations, and institutional clients.
What you will do
- Build and lead a client oversight and governance function for onboarding, ongoing servicing, and offboarding activities.
- Oversee operational account setup, legal and account documentation, KYC requirements, compliance processes, and vendor relationships.
- Operationalize client service by documenting workflows, streamlining processes, automating activities, and developing tools for tracking client events and servicing issues.
- Establish dashboards, a single-source client database, and centralized documentation repositories for monitoring client-related data and changes after onboarding.
- Align first-line-of-defense activities with oversight and compliance functions, approve client onboardings, and develop policies and training for client-facing partners.
- Manage client oversight managers, advise relationship management teams, and oversee audit coordination, business continuity, and resiliency development.
Requirements
- 10+ years of relevant experience, including required asset management industry, product knowledge, and financial services experience.
- Expertise in asset management compliance regulations and proven experience building and overseeing control functions.
- Extensive understanding of client, vehicle, and investment considerations in onboarding and ongoing servicing.
- Strong project management, communication, analytical, facilitation, influencing, and consensus-building skills.
- Bachelor’s degree required; an MBA and/or CFA is strongly preferred.
- U.S. work authorization is required; employment-based visa sponsorship is not available.
Culture & Benefits
- Flexible and collaborative work culture with accessible senior leadership.
- Opportunities for internal mobility and professional development.
- Retirement benefits, including a 401(k) and pension.
- Medical, dental, vision, spending accounts, disability, life, and accident insurance.
- Paid time off, parental and caregiver leave, voluntary benefits, and well-being programs.
- Inclusive workplace and opportunities to support community and philanthropic initiatives.
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