Principal Analyst, Risk Monitoring

Location: New York, NY, United States. Hybrid work environment with defined in-person presence requirements.

Salary for NY/NJ: $112,300–$211,400 per year. Additional discretionary bonus and potential overtime eligibility may apply.

Company

hirify.global is a securities regulator focused on investor protection and market integrity.

What you will do

• Conduct risk monitoring activities and ongoing risk assessments of hirify.global member firms, including complex or elevated-risk firms.
• Identify existing and emerging risks and support interactions with internal and external stakeholders.
• Analyze regulatory intelligence and make recommendations in collaboration with internal departments.
• Assess inherent risks across firms’ business models, products, services, customer bases, and business lines.
• Lead special projects and technology initiatives while coordinating monitoring activities with specialists.
• Mentor and coach junior risk monitoring staff.

Requirements

• Bachelor’s degree in Finance, Accounting, Business, or a related field, or an equivalent combination of education and relevant experience.
• Experience in financial industry analysis, regulatory developments, and applying regulatory knowledge to complex business models.
• Experience with one or more inherent industry risks, such as fraud and deception, money laundering, or market risk.
• Advanced knowledge of hirify.global risk fundamentals; intermediate-to-advanced knowledge of securities rules and regulations.
• Intermediate-to-advanced financial analysis, quantitative, analytical, research, problem-solving, Microsoft Excel, and Microsoft Word skills.
• hirify.global Securities Industry Essentials (SIE) certification or an acceptable equivalent is required upon hire or within 16 months of the assigned training cohort start date.

Nice to have

• Graduate degree such as an MBA or JD.
• Relevant industry certifications.

Culture & Benefits

• Collaboration across departments and locations, both in person and virtually.
• Health, dental, vision, life, disability, legal, and long-term care insurance options.
• 401(k) plan with company match and an additional hirify.global-funded retirement contribution.
• Tuition reimbursement, commuter benefits, wellness programs, backup family care, adoption assistance, and surrogacy benefits.
• Paid time off, personal and sick days, volunteer service days, paid holidays, and additional family, parental, military, jury duty, and bereavement leave.
• Employment is subject to hirify.global investment, securities account disclosure, confidentiality, and invention assignment requirements.

Hiring process

• Applications are accepted on an ongoing basis.
• Selected candidates must submit an application through the hirify.global Careers site.