2 дня назад
Compliance Senior Manager, Reporting and Strategy
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Senior Manager, Reporting and Strategy (Financial Services Compliance): Leading executive reporting, governance materials, and strategic planning support for a financial services Compliance organization with an accent on Board communications, cross-functional alignment, and regulatory analysis. Focus on synthesizing complex Compliance data, escalating risks, improving reporting processes, and translating leadership priorities into executable deliverables.
Location: Saint Petersburg, Florida, United States; hybrid workstyle
Total compensation may include base salary or wages, additional compensation, discretionary bonuses, or commissions.
Company
is a financial services firm focused on client-first service, integrity, independence, and long-term decision-making.
What you will do
- Coordinate and develop materials for the Chief Compliance Officer's participation in Board and executive governance forums.
- Support Compliance strategy development, communication, execution, and leadership alignment.
- Identify themes, dependencies, risks, and opportunities across Compliance initiatives and provide recommendations for decision-making.
- Create quarterly governance reports, executive talking points, presentations, and support materials.
- Gather, validate, and analyze Compliance data while maintaining reporting templates and tools.
- Improve reporting processes through process optimization and automation, and support ad hoc reports and special projects.
Requirements
- Bachelor's degree and a minimum of eight years of experience in Compliance and/or the financial services industry preferred, or an equivalent combination of experience, education, and training.
- Advanced knowledge of reporting, communicating complex information, and securities industry or banking compliance.
- Knowledge of SEC, FINRA, and state securities regulatory rules and regulations.
- Advanced skills in executive reporting, presentations, writing, editing, proofreading, analytical decision-making, and compliance research.
- Proficiency with Microsoft PowerPoint, Word, Excel, and SharePoint.
- Ability to manage multiple priorities, facilitate meetings, influence stakeholders without direct authority, and deliver accurate work under deadlines.
Nice to have
- Additional licenses or certifications demonstrating knowledge of industry regulations and concepts.
Culture & Benefits
- Hybrid workstyle with less than 25% travel.
- Benefits may include medical, dental, vision, life, critical illness, accident, disability, retirement savings, paid time off, holidays, sick leave, and parental leave.
- Guiding behaviors include developing, collaborating, deciding, delivering, and improving.
- People-first culture that values diverse backgrounds and authentic contributions.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
1 час назад
Sr. Manager, Business Unit Risk & Compliance Liaison - Wealth Management
93 400 - 128 400$
4 дня назад
Mgr, Compliance - LIC
114 731 - 155 224$
8 часов назад
Compliance Analyst, Supervision (Insurtech)
14 часов назад
Senior Specialist Regulatory Strategy & Readiness
72 200 - 101 975$
2 дня назад
Assurance & Audit Specialist (Compliance)
12 часов назад
Global Head of Wealth Management Compliance
171 700 - 300 500$