1 день назад
401(k) Compliance Associate (Fintech)
60 000 - 70 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
401(k) Compliance Associate (401(k) Compliance): Preparing compliance testing packages, employer contribution calculations, Form 5500s, and corrective action calculations for 401(k) clients with an accent on plan administration, operational error analysis, and audit support. Focus on improving scalable compliance processes, drafting plan documents, and collaborating with client experience, engineering, product, and design teams to solve operational challenges.
Location: HQ in New York City; remote eligible, except for the New York City metro area, San Francisco, Los Angeles, Seattle, Boston, Washington, D.C., and Orange County, CA.
Salary: $60,000–$70,000 annual base salary, with actual compensation varying by experience and geographic location.
Company
is a technology-driven financial services company providing investing, savings, retirement, financial wellness, and 401(k) solutions.
What you will do
- Prepare annual 401(k) compliance testing packages and employer contribution calculations.
- Reconcile plan activity and prepare Form 5500 filings for large and conversion clients.
- Support 401(k) plan auditors by providing requested plan information and data samples.
- Manage advanced compliance processes, including plan amendments, terminations, conversions, and deconversions.
- Analyze operational errors and calculate missed deferral opportunities, lost earnings, and corrective actions.
- Collaborate with client experience, engineering, product, and design teams to improve processes and solve operational challenges.
Requirements
- Some experience in the 401(k) retirement industry.
- Detail-oriented, organized, proactive, and comfortable managing multiple priorities.
- Strong problem-solving and communication skills, including cross-functional collaboration with client-facing teams and stakeholders.
- Ability to maintain a high level of confidentiality.
- Familiarity with FTWilliam or similar compliance testing software.
- Proficiency in Google Suite and Microsoft Office.
Nice to have
- Interest in pursuing QKA and other ASPPA certifications.
Culture & Benefits
- Medical, dental, and vision coverage, plus life and AD&D insurance.
- Short- and long-term disability coverage, infertility support, transgender health benefits, EAP, transit benefits, FSA, and HSA options.
- Equity grants for all employees, including new-hire and refresher grants.
- Flexible paid time off, paid parental leave, and a fully paid four-week sabbatical in the sixth year.
- Company-paid professional coaching, day-one 401(k) matching, and matching on qualified student loan payments.
Hiring process
- Applications are reviewed over several weeks, followed by 3–4 sets of meetings with future colleagues.
- The process may include a case study or technical assessment.
- Hiring decisions typically take approximately 3–5 weeks.
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