17 часов назад
Audit Manager/Senior Audit Manager (Capital Markets)
145 000 - 190 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Audit Manager/Senior Audit Manager (Capital Markets): Managing and executing internal audit engagements across US Capital Markets activities with an accent on risk assessment, regulatory compliance, audit reporting, and stakeholder management. Focus on leading complex audits, reviewing controls and workpapers, coaching audit teams, and addressing FINRA, CFTC, and SBSD regulatory requirements.
Location: New York, NY; hybrid arrangement with 2+ days per week on-site
Salary: $145,000–$190,000 USD annually, based on experience, qualifications, and location. Eligible candidates may also participate in an incentive compensation plan.
Company
is a relationship-oriented bank serving clients through a purpose-driven and collaborative financial services environment.
What you will do
- Manage and execute audit engagements across a portfolio of Capital Markets activities.
- Lead complex audit projects, including staffing, scheduling, resource management, and stakeholder coordination.
- Assess risks and controls, design audit programs, review workpapers, and prepare audit reports.
- Build relationships with senior management and internal and external stakeholders.
- Coach audit personnel, provide feedback, and support professional development.
- Contribute to continuous improvement, conflict resolution, and cross-team collaboration.
Requirements
- Bachelor’s degree in Accounting, Finance, or a related field.
- 7+ years of relevant audit experience, including Capital Markets activities and products.
- Exposure to FINRA, CFTC, and Security-Based Swap Dealer regulations.
- CPA and CIA certifications are expected; CFA or progress toward the designation is a plus.
- Strong project management, analytical, written and verbal communication, and relationship-building skills.
- Legal eligibility to work in the specified US location is required; employment sponsorship is not available.
Nice to have
- CFA designation or progress toward the CFA designation.
- Experience with broker-dealer services, commodity trading, derivative instruments, equity derivatives, fixed income trading, prime brokerage, and trade control.
Culture & Benefits
- Medical, dental, vision, health savings account, life insurance, and disability benefits.
- Paid time off, holidays, vacation, wellbeing support, and banking benefits.
- 401(k) and incentive pay opportunities.
- Recognition through the MomentMakers program and a paid Purpose Day for personal growth and development.
- Inclusive and accessible work environment with flexible hybrid work activities.
Hiring process
- Applications may include an attribute-based assessment and skills tests such as simulations, coding, or MS Office evaluations.
- Interview discussions provide an opportunity to assess experience and learn more about the role and organization.
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