3 дня назад
Compliance Manager - Trust Companies
140 000 - 190 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Manager - Trust Companies (Trust and Regulatory Compliance): Leading compliance programs for OCC-regulated and Cayman Islands trust companies serving ultra-high-net-worth clients, with an accent on regulatory interpretation, policy governance, and compliance testing. Focus on identifying control gaps, coordinating examinations and audits, and reporting compliance developments to senior management and Boards of Directors.
Location: New York, United States
Salary: $140,000–$190,000 annual base salary plus target annual bonus
Company
is a global financial services firm providing investor services, capital partner services, specialist expertise, and technology solutions.
What you will do
- Serve as Compliance Officer for two OCC-regulated trust company subsidiaries and a Cayman Islands trust company.
- Lead, implement, monitor, and test compliance programs, policies, and procedures.
- Analyze regulatory developments and communicate their impact to management, business units, and internal stakeholders.
- Identify compliance risks and control gaps, own remediation plans, and support effective controls in business workflows.
- Prepare compliance reports for Boards of Directors, management committees, and other stakeholders.
- Conduct compliance training and support internal and external examinations and audits.
Requirements
- 10+ years of relevant legal or compliance experience in a trust company, bank, or wealth management firm.
- JD strongly preferred.
- Knowledge of Office of the Comptroller of the Currency regulations, including Reg 9, and Cayman Islands Monetary Authority oversight.
- Experience interpreting regulations, drafting policies and procedures, and conducting compliance or forensic testing.
- Working knowledge of trust and estate law, trust administration, investments, conflicts of interest, and institutional trust structures.
- Strong relationship management, influencing, written communication, oral communication, and Microsoft Office skills, particularly Excel and Word.
Culture & Benefits
- Private partnership with a 200-year operating legacy and a focus on long-term client and employee relationships.
- Collaborative environment that encourages debate, knowledge sharing, and contribution across the organization.
- Professional development, mentoring, healthcare, income protection, long-term savings, and paid time off.
- Compensation includes base salary, discretionary bonuses, and profit-sharing.
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