Compliance Program Manager (Fintech)

Location: Remote - United States; New York

Requirements

• 5+ years of compliance experience at a bank or trust company.
• Experience with Compliance Management Systems, second-line oversight, risk assessments, monitoring and testing, issue management, and reporting.
• Knowledge of fiduciary compliance, conflicts of interest, and self-dealing controls.
• Strong writing skills, including policy, procedure, and Board-material drafting.
• Sound judgment and initiative in an ambiguous, build-from-scratch environment.

Nice to have

• Fiduciary and trust compliance experience under 12 C.F.R. Part 9.
• Third-party risk management experience aligned with OCC Bulletin 2023-17.
• Working knowledge of Regulation W and Sections 23A/23B affiliate-transaction controls.
• Exposure to digital assets, stablecoins, fintech custody, or payments.
• Experience with AI and ML systems, de novo charters, OCC supervision, or CRCM certification.

What you will do

• Help establish and operate the Trust Bank’s Compliance Management System.
• Lead fiduciary compliance across custody, investment management, and trust activities.
• Run third-party risk management across the vendor lifecycle, including affiliate-provided services.
• Administer affiliate transactions using market-terms analysis and applicable Regulation W controls.
• Oversee privacy, UDAP, and other non-financial-crimes compliance obligations.
• Track regulatory developments, deliver compliance training, prepare committee and Board materials, and support examinations and audits.

Culture & Benefits

• Work on regulated financial infrastructure for AI agents and the emerging agentic economy.
• Join a startup team building a new category of financial services.
• Work on complex, novel compliance problems in a build-from-scratch environment.