Compliance Audit Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Location: San Francisco or Lehi, United States. Hybrid work model with in-office attendance required on Tuesdays, Wednesdays, and Thursdays; remote placement is not considered. Local hours are required in PT or MT time zones, with relocation offered based on job level.
Salary: $101,000–$159,000 base salary annually, plus potential equity awards and annual bonus.
Company
provides focused financial products and mobile-first banking experiences designed to help Americans make financial progress.
What you will do
- Lead moderate- to high-complexity compliance and financial crimes audit engagements with limited supervision.
- Identify end-to-end process risks and develop risk-based audit scopes, test plans, and documented procedures aligned with IIA standards.
- Validate audit findings and root causes with business leaders, agree on sustainable corrective actions, and monitor remediation.
- Guide and mentor audit team members while maintaining professional independence and effective cross-functional collaboration.
- Advance compliance and financial crimes coverage strategies, audit methodologies, tools, and assurance capabilities.
- Apply data analytics, AI, and LLMs across planning, risk assessment, fieldwork, reporting, and continuous compliance monitoring.
Requirements
- 6+ years of internal audit or related experience, ideally in financial services.
- Bachelor’s degree or higher, or an equivalent combination of education and experience.
- Experience leading collaborative audit teams on complex engagements.
- Strong analytical, critical-thinking, organizational, written, and verbal communication skills; proficiency with Excel and data analytics.
- Working knowledge of consumer protection regulations, including ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC, and BSA/AML/OFAC programs.
- Experience with audit management tools such as Optro.
Nice to have
- Professional certifications such as CIA, CISA, CPA, CAMS, or CRCM, or willingness to obtain one.
- Curiosity, adaptability, proactivity, and a passion for continuous improvement.
Culture & Benefits
- Medical, dental, and vision plans for employees and families.
- 401(k) matching, health and wellness programs, and flexible time off for salaried employees.
- Up to 16 weeks of paid parental leave.
- Travel to offices or other locations as needed.
- Interview recording, transcription, and AI summarization may be used for select roles; candidates can opt out before interviews.
Hiring process
- Selected interviews may be recorded, transcribed, and summarized using AI tools.
- Candidates have the opportunity to opt out of recording, transcription, and summarization before a scheduled interview.
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