Compliance Audit Lead (AI)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Location: Hybrid in San Francisco or Lehi, United States; in-office Tuesdays, Wednesdays, and Thursdays is required. Remote placement is not considered. Local working hours are PT or MT, with travel to offices or other locations as needed.
Salary: $95,000–$125,000 annual base salary, plus potential long-term awards and annual bonus.
Company
develops mobile-first financial services designed to help millions of Americans make financial progress through focused products, clear terms, and fair customer treatment.
What you will do
- Lead and perform moderate- to high-complexity internal audits with limited supervision.
- Identify risks across end-to-end processes and develop risk-based audit scopes, test plans, and documented procedures aligned with Institute of Internal Auditors standards.
- Own and advance Compliance and Financial Crimes Compliance coverage strategies, ensuring complete regulatory coverage through risk-proportionate auditing.
- Partner with business leaders to validate findings, identify root causes, agree on corrective actions, and monitor remediation.
- Guide and mentor audit team members while supporting department-wide improvements to audit methodologies, tools, and assurance capabilities.
- Apply data analytics, AI, and LLMs across planning, risk assessment, fieldwork, reporting, and the development of continuous compliance auditing.
Requirements
- 4+ years of internal audit or related experience, ideally in financial services.
- Bachelor’s degree or higher, or an equivalent combination of education and experience.
- Ability to lead and motivate a collaborative audit team on complex engagements.
- Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics.
- Excellent organization and ability to manage multiple priorities.
- Advanced written and verbal communication skills, including the ability to articulate insights clearly and influence stakeholders.
- Experience with audit management tools such as Optro.
- Working knowledge of consumer protection regulations, including ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC, and BSA/AML/OFAC programs.
- Curious, adaptable, and proactive approach with a commitment to continuous improvement and meaningful impact.
Nice to have
- Professional certification such as CIA, CISA, CPA, CAMS, or CRCM, or willingness to obtain one.
Culture & Benefits
- Hybrid work model with in-person collaboration for the role’s team and related business lines.
- Medical, dental, and vision plans for employees and families.
- 401(k) match, health and wellness programs, and flexible time off for salaried employees.
- Up to 16 weeks of paid parental leave.
- Equal opportunity workplace with reasonable accommodations available during the hiring process.
Hiring process
- For select roles and locations, interviews may be recorded, transcribed, and summarized using AI tools.
- Candidates may opt out of recording, transcription, and summarization before scheduled interviews.
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