16 часов назад
Market Abuse Associate
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Market Abuse Associate (Financial Compliance): Supporting the UK market abuse framework through daily trade surveillance, alert investigations, and STOR preparation with an accent on financial markets, equities, and regulatory compliance. Focus on investigating potential market abuse, documenting findings, escalating risks, and maintaining market abuse reporting and management information.
Location: London, United Kingdom; on-site
Company
provides trading and investing products serving more than 5 million clients and managing over €30 billion in assets.
What you will do
- Operate the firm's UK market abuse framework and perform daily trade surveillance using automated surveillance tools.
- Review alerts, investigate potential market manipulation and improper activity, and identify and escalate risks or discrepancies.
- Document investigation findings and outcomes, including internal escalations and follow-up reviews.
- Draft Suspicious Transaction and Order Reports (STORs) for submission to regulators such as the FCA.
- Maintain market abuse policies and management information, respond to regulatory enquiries, and support technical enhancement projects.
Requirements
- Working understanding of the market abuse framework and FCA regulatory requirements.
- Good knowledge of financial products, particularly equities.
- Strong IT skills, especially Microsoft Word and Excel.
- Degree in finance, statistics, data analysis, or a related field.
- Good communication and interpersonal skills, with the ability to work under pressure and adapt.
Nice to have
- Python and/or SQL skills.
- Background in data science or data analytics.
Culture & Benefits
- High-velocity environment focused on excellence and continuous improvement.
- Opportunity to contribute to services used by millions of investors.
- Collaborative environment with high-performing colleagues.
- Generous remuneration package and opportunities for rapid professional growth.
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