3 дня назад
Compliance Division, Compliance Testing Group, Associate (Regulatory Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Division, Compliance Testing Group, Associate (Regulatory Compliance): Conducting detailed compliance testing and investigative reviews across financial businesses with an accent on regulatory analysis, risk identification, and control assessment. Focus on gathering and analyzing data, documenting findings, escalating compliance and reputational risks, and collaborating with stakeholders across Asia Pacific, EMEA, and the US.
Location: Singapore, Singapore
Company
is a global investment banking, securities, and investment management firm serving corporations, financial institutions, governments, and individuals.
What you will do
- Propose compliance testing methods and execute testing plans agreed with the team leader.
- Gather data, perform analyses, and document testing results.
- Identify and escalate potential compliance, conduct, and reputational risks.
- Manage several reviews simultaneously while coordinating with different stakeholders.
- Communicate findings with Compliance and senior business management.
- Collaborate with colleagues globally to share findings and refine testing processes.
Requirements
- Bachelor’s degree.
- Broad knowledge of financial products, financial markets, and laws, rules, and regulations in Asia.
- Excellent interviewing, presentation, written communication, time management, and analytical skills.
- Integrity, motivation, intellectual curiosity, enthusiasm, and sound judgment.
- Fluent English is required for regulatory communications, testing documentation, internal policies, management reporting, and stakeholder interaction across multiple jurisdictions.
Nice to have
- Experience in compliance, auditing, compliance testing, controls testing, risk testing, legal, regulatory, or law enforcement work.
- Financial services experience with an investment manager, broker-dealer, law firm, accounting firm, or regulator.
- Familiarity with business intelligence and AI tools.
Culture & Benefits
- Collaborative work with colleagues across global offices and professional backgrounds.
- Training and development opportunities and firmwide professional networks.
- Wellbeing, resilience, mindfulness, and personal finance programs.
- Flexible support, collaborative workspaces, ergonomic services, and workplace accommodations.
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