обновлено 10 дней назад
Compliance, Compliance Testing Group, Associate, Singapore
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance, Compliance Testing Group, Associate, Singapore (Regulatory Compliance): Conducting compliance testing and investigative reviews across financial products, markets, regulations, and firm policies with an accent on data analysis, risk identification, and control assessment. Focus on designing testing methods, documenting findings, escalating compliance and reputational risks, and collaborating with stakeholders across multiple jurisdictions.
Location: Singapore, Singapore
Company
is a global investment banking, securities, and investment management firm providing financial services to corporations, financial institutions, governments, and individuals.
What you will do
- Propose compliance testing methods and execute plans agreed with the team leader.
- Gather data, perform analyses, and document testing results.
- Identify and escalate compliance, conduct, and reputational risks.
- Manage several reviews simultaneously with different stakeholders.
- Communicate findings and testing outcomes to Compliance and senior business management.
- Collaborate with colleagues globally to share findings and refine controls and processes.
Requirements
- Bachelor’s degree.
- Broad knowledge of financial products and markets, as well as laws, rules, and regulations in Asia.
- Excellent interviewing, presentation, written communication, time management, and analytical skills.
- Integrity, motivation, intellectual curiosity, and enthusiasm.
- Fluent English is required for regulatory communications, testing documentation, internal policies, management reporting, and collaboration across Asia Pacific, EMEA, and the US.
Nice to have
- Experience in compliance, auditing, compliance testing, controls testing, risk testing, legal, or regulatory law enforcement.
- Financial services experience at an investment manager, broker-dealer, law firm, accounting firm, or regulator.
- Familiarity with business intelligence and AI tools.
Culture & Benefits
- Collaborative work with colleagues from diverse academic and professional backgrounds.
- Professional training and development opportunities.
- Firmwide networks, wellbeing and resilience offerings, and mindfulness programs.
- Benefits supporting wellness, personal finance, and professional and personal development.
- Reasonable accommodations are available during the recruiting process for candidates with disabilities or special needs.
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