Senior Auditor, Broker Dealer/Asset Management

Location: Hybrid role based in Westlake, TX; Austin, TX; Lone Tree, CO; or Omaha, NE

Salary: $80,000–$100,000 per year

Company

hirify.global provides financial services, including brokerage, investment advisory, asset management, and related client and operational services.

What you will do

• Plan and execute internal audit assignments in accordance with IIA standards and internal audit policies.
• Participate in audit scoping, meetings, testing, work-paper completion and review, deliverable drafting, and audit budget and status tracking.
• Identify and draft audit observations and discuss findings with business partners and management.
• Perform validation testing for completed audit issue action plans.
• Participate in annual risk assessments, including risk scoring and documentation.
• Coach audit team members, support onboarding, and contribute to special projects and operational improvements.

Requirements

• 3–5+ years of financial-services audit experience with increasing responsibility.
• Experience performing internal audits in complex operational and regulatory environments.
• Understanding of risks and internal controls, including the ability to evaluate control adequacy and efficiency.
• Knowledge of AML methodologies and current industry and regulatory issues.
• Strong analytical, verbal, written communication, teamwork, and relationship-building skills.
• Bachelor’s degree required.

Nice to have

• Broker-dealer or asset-management internal audit experience, Big Four accounting experience, or regulatory experience.
• CPA, CIA, CISA, or another relevant professional certification.

Culture & Benefits

• Hybrid work and flexibility with regular in-person collaboration.
• 401(k) with company match and employee stock purchase plan.
• Paid vacation, volunteering time, parental leave, and family-building benefits.
• Twenty-eight-day sabbatical after every five years of service for eligible positions.
• Tuition reimbursement and medical, dental, and vision insurance.