VP, US Listings Qualifications (Fintech)

TL;DR

VP, US Listings Qualifications (Fintech): Leading the regulatory program for hirify.global’s listing standards with an accent on securities law, market integrity, and operational excellence. Focus on driving strategic direction, managing regulatory compliance teams, and leveraging AI to enhance listing processes.

Location: Must be based in Philadelphia, PA (Hybrid)

Company

hirify.global is a global technology company serving the capital markets and other industries with innovative technology, analytics, and insights.

What you will do

• Drive the strategic direction of the listings regulatory program.
• Lead and motivate a team of regulatory analysts responsible for listing applications and compliance monitoring.
• Advise on listing rules, securities laws, and policy matters related to capital formation.
• Oversee regulatory processes for initial listings and companies falling out of compliance.
• Coordinate with regulatory bodies including FINRA and the SEC.
• Reimagine and expand the use of technology and AI to improve regulatory program efficiency.

Requirements

• 10 to 15 years of relevant professional experience.
• Juris Doctor strongly preferred; MBA or equivalent professional credentials considered.
• Deep knowledge of capital markets, corporate and securities law, and exchange listing rules.
• Significant leadership and management experience in an operational or regulatory environment.
• Executive presence with the ability to constructively influence senior leadership.
• Demonstrated commitment to investor protection and regulatory compliance.

Culture & Benefits

• Competitive rewards package including base salary, annual bonus, and equity.
• 401(k) program with 6% employer match and Employee Stock Purchase Program.
• Comprehensive medical, dental, and vision coverage with health spending accounts.
• Hybrid home/office schedule.
• Generous paid time off, parental leave, and student loan repayment assistance.
• Robust professional development and education assistance programs.