Compliance Manager (Alternative Asset Management)

Формат работы

onsite

Тип работы

fulltime

Грейд

senior

Английский

Страна

Вакансия из Hirify Global, списка международных tech-компаний
Для мэтча и отклика нужен Plus

Мэтч & Сопровод

Для мэтча с этой вакансией нужен Plus

Описание вакансии

Текст:

TL;DR

Compliance Manager (Alternative Asset Management): Supporting a UK-regulated alternative asset management business across compliance monitoring, financial promotions, best execution, and product governance with an accent on hands-on generalist compliance work. Focus on owning the Compliance Monitoring Plan, advising investment and distribution teams, and escalating issues to senior management and the board.

Location: London, United Kingdom

Company

Specialist alternative asset manager with a UK-regulated business.

What you will do

Own the Compliance Monitoring Plan.
Advise the Investment and Distribution Teams on compliance matters.
Work on Financial Promotions.
Oversee best execution and product governance.
Report compliance issues to senior management and the board.

Requirements

5+ years of compliance experience.
Financial Services compliance experience within an Investment Manager or Asset Manager.
Generalist compliance experience covering compliance monitoring, financial promotions, and best execution.
Hands-on approach and willingness to take ownership of operational compliance work.

Nice to have

Experience in alternatives or private markets.

Culture & Benefits

Broad, hands-on role reporting directly to the Head of Compliance.
Real responsibility supporting the UK-regulated business across a range of compliance matters.
Application and accessibility support is available through the hirify.global or Grafton consultant.

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