2 дня назад
Regulatory and Compliance, Corporate AML Oversight - Vice President (AML)
155 000 - 180 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory and Compliance, Corporate AML Oversight - Vice President (AML): Overseeing and enhancing U.S. and international AML/CFT controls, governance, monitoring, and regulatory readiness with an accent on BSA, FinCEN, OFAC, SEC, and FINRA requirements. Focus on assessing complex financial relationships, managing sanctions and financial-crime risks, coordinating examinations and audits, and driving remediation across multiple functions.
Location: New York, New York, United States; office work Monday–Thursday with remote work available on Friday.
Salary: $155,000–$180,000 base salary per year, plus equity and an annual performance bonus.
Company
provides financial technology and investment platform services for the wealth management industry.
What you will do
- Oversee and enhance the U.S. AML/CFT compliance framework, including policies, controls, governance, monitoring, and metrics.
- Interpret BSA, FinCEN, OFAC, SEC, and FINRA requirements and translate regulatory changes into practical controls.
- Assess products, services, client relationships, intermediaries, counterparties, and complex ownership structures for AML/CFT and sanctions risks.
- Provide guidance on enhanced due diligence, escalations, investigations, suspicious activity, and SAR governance.
- Coordinate regulatory examinations, audits, independent testing, compliance reviews, and regulatory information requests.
- Oversee third-party AML/KYC providers, identify deficiencies, and drive corrective actions and remediation.
Requirements
- 10+ years of experience in AML, BSA, financial crimes, regulatory compliance, or related risk management within financial services.
- Bachelor’s degree required; experience with broker-dealers, investment advisers, asset managers, private funds, banks, or comparable regulated institutions.
- Strong knowledge of the Bank Secrecy Act, USA PATRIOT Act, FinCEN, OFAC, FINRA AML, and SEC requirements.
- Experience with complex legal entities, private investment structures, funds, financial intermediaries, or institutional relationships.
- Ability to translate regulatory requirements into controls, communicate with senior stakeholders, and drive cross-functional remediation.
- CAMS certification is strongly preferred.
Culture & Benefits
- Hybrid schedule with four days in the office and remote work on Fridays.
- Equity for all full-time employees and an annual performance bonus.
- Employer-matched retirement plan and subsidized healthcare.
- Employer-paid dental, vision, telemedicine, and virtual mental health counseling.
- Parental leave and unlimited paid time off.
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