5 дней назад
Regulatory and Compliance, AML - Assistant Vice President (AML/KYC)
110 000 - 145 000$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Regulatory and Compliance, AML - Assistant Vice President (AML/KYC): Leading investor AML and KYC review and approval for private funds, with an accent on regulatory compliance, screening dispositions, and ongoing monitoring. Focus on testing third-party reliance, guiding cross-functional initiatives, and preparing responses to audits and regulatory inquiries.
Location: New York, New York, United States. Hybrid schedule with office work Monday–Thursday and remote work on Friday.
Base salary: $110,000–$145,000 per year, plus equity and an annual performance bonus.
Company
provides financial technology and investment solutions, with this role supporting its Regulatory and Compliance function.
What you will do
- Lead the review and approval of investor and client AML and KYC documentation, communications, quarterly reporting, and ongoing monitoring.
- Perform third-party reliance testing and monitoring.
- Collaborate with business lines on new initiatives and provide compliance guidance.
- Conduct AML screening reviews and resolve screening dispositions using vendor tools.
- Assist with responses to regulatory inquiries and audits.
Requirements
- 5+ years of experience in alternatives, preferably across broker-dealer and registered investment adviser environments.
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands Anti-Money Laundering Regulations.
- Knowledge of AML and KYC requirements for private fund investors.
- Experience with AML screening resolution tools such as LexisNexis, World-Check, or ComplyAdvantage.
- Excellent verbal communication, personal interaction, project management, and process development skills.
- Ability to work in the office Monday–Thursday in New York.
Nice to have
- ACAMS certification.
- Juris Doctor degree.
Culture & Benefits
- Fast-paced environment with a continuous learning mindset.
- Comprehensive benefits package with an employer-matched retirement plan.
- Subsidized healthcare, employer-paid dental and vision coverage, telemedicine, and virtual mental health counseling.
- Parental leave and unlimited paid time off.
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