Senior Registered Client Service Associate (Financial Services)

Location: Birmingham, Alabama, United States — onsite resident workstyle

Company

hirify.global is a financial services firm with more than 60 years of industry history, providing investment and wealth management services.

What you will do

• Serve as the first point of contact for prospective and existing clients through phone, email, mail, virtual, and in-person channels.
• Support client onboarding, account opening, liquidity events, private placement monitoring, and the maintenance of client and security information.
• Execute and support discretionary and non-discretionary trading, model maintenance, performance tracking, and alternative or foreign account servicing.
• Create reports, track advisor expenses, monitor practice metrics, and implement workflow improvements.
• Support advisor meetings, seminars, marketing activities, and other client-facing events.
• Mentor junior team members, manage workflow, and maintain compliance with firm and industry requirements.

Requirements

• High school diploma or equivalent.
• Five years of financial services industry experience or an equivalent combination of education, training, and experience; the listed experience range is 6–10 years.
• Advanced knowledge of investment concepts, financial markets, securities products, trading terminology, and industry regulations.
• Experience with CRM or contact management software, goal planning software, and Excel reporting.
• Series 7 required; SIE required unless an exemption or grandfathering provision applies.
• Series 63, 65, and/or 66, plus additional state registrations, as required by the applicable state.

Culture & Benefits

• Full-time position with less than 25% travel.
• Benefits may include medical, dental, vision, life, critical illness, accident, disability, retirement savings, paid time off, holidays, sick leave, and parental leave.
• Professional development, training, and cross-training opportunities are available.
• Work is guided by client-first service, integrity, independence, accountability, collaboration, and continuous improvement.