14 часов назад
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President (Private Funds)
155 000 - 185 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President (Private Funds): Leading subscription document review for private and registered fund investments with an accent on regulatory compliance, investor onboarding, and fund formation documentation. Focus on managing review teams, identifying deficiencies, maintaining subscription tracking, and applying securities and investment company regulations.
Location: Greenwich, Connecticut, United States; hybrid schedule with office work Monday–Thursday and remote work on Friday.
Salary: $155,000–$185,000 base salary per year, plus equity and an annual performance bonus.
Company
provides investment access and technology for private and registered funds.
What you will do
- Lead the Subscription Document Review team.
- Manage client engagements and relationships.
- Review, track, and maintain investor subscription materials, including subscription booklets, indexes, and related documentation.
- Create and maintain reporting on investor subscriptions, deadlines, and transaction data.
- Maintain rules of engagement for fund sponsors and law firm fund formation departments.
- Communicate with investor relations teams and provide deficiency comments on subscription materials.
Requirements
- 8–15+ years of alternatives experience, preferably involving private funds and registered investment advisers.
- Experience with fund structuring and formation, including reviewing governing documents for alternative and registered funds.
- Experience reviewing investor governing documents, including limited liability company agreements and trust agreements.
- Knowledge of the Investment Company Act of 1940 and the Securities Act of 1933.
- Strong verbal communication, client-facing professionalism, project management, and process development skills.
- Ability to work in a fast-paced environment with a continuous learning mindset.
Nice to have
- AML/KYC knowledge related to private fund investors.
- Juris Doctor degree.
Culture & Benefits
- Hybrid work schedule with remote work available on Fridays.
- Equity for all full-time employees and an annual performance bonus.
- Employer-matched retirement plan.
- Subsidized healthcare, employer-paid dental and vision coverage, telemedicine, and virtual mental health counseling.
- Parental leave and unlimited paid time off.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
4 дня назад
Director, Investment Banking Compliance
150 000 - 200 000$
3 дня назад
Senior Paralegal (Investment Management)
91 500 - 146 325$
2 дня назад
Counsel - Trust & Estates
170 000 - 220 000$
4 дня назад
Compliance Officer (Fintech)
100 000 - 145 000$
2 дня назад
Manager, Investment Compliance - Wealth Management (Fintech)
83 100 - 141 300$
3 дня назад
Group Manager, Lending Compliance (Fintech)
219 000 - 296 500$