14 дней назад
Counsel, ETFs
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Counsel, ETFs (ETF and securities regulation): Advising on the offering and operation of proprietary exchange-traded funds and supporting the firm's global investments function with an accent on securities laws, compliance programs, and portfolio management initiatives. Focus on negotiating ETF agreements, analyzing regulatory requirements, coordinating fund governance matters, and overseeing outside counsel.
Location: Austin, United States; hybrid
Company
provides investment management services through a global investments function supported by an in-house legal division.
What you will do
- Advise on the offering and operation of proprietary ETFs and serve as the day-to-day legal contact for capital markets activities.
- Support ETF listings, negotiate authorized participant and service provider agreements, and review ETF compliance policies and procedures.
- Advise the portfolio management group on U.S. and international law, client and counterparty contracts, risk management, and implementation of portfolio initiatives.
- Review fund and investment adviser compliance programs, including the 38a-1 and 206(4)-7 programs.
- Analyze substantial shareholder filings and corporate action elections, and prepare materials for internal, committee, and board meetings.
- Coordinate and oversee outside counsel while managing service quality and costs.
Requirements
- 4–10 years of experience at a top-tier law firm or in-house with an ETF, fund, investment adviser, financial intermediary, or securities-regulation business.
- Knowledge of ETF structure and operation, portfolio management processes, and federal securities laws, including the Investment Company Act of 1940 and Investment Advisers Act of 1940.
- JD from a top law school and membership in a U.S. state bar.
- Strong written and verbal communication skills, with the ability to translate complex legal concepts into practical advice.
- Ability to manage multiple projects, adapt to changing priorities, meet deadlines, and work effectively both independently and collaboratively.
- Technical fluency with Microsoft Office Suite, e-billing, legal document repositories, legal research tools, and other legal technology.
Culture & Benefits
- In-house legal team partnering with internal and external teams across business functions, legal systems, and jurisdictions.
- Comprehensive employee benefits supporting employees and their families.
- Educational initiatives and programs supporting career development.
- This role is not eligible for immigration sponsorship.
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