10 дней назад
Compliance, FCC- Business Intelligence Group, Associate / Vice President, Dallas
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Business Intelligence Associate / Vice President (Risk and Due Diligence): Conducting legal, regulatory, financial, and reputational risk assessments for transactions and business relationships with an accent on investigative research, compliance analysis, and financial statement review. Focus on coordinating external investigations, analyzing complex risk factors, and preparing recommendations for business areas and firmwide committees.
Location: Dallas, Texas, United States; onsite office role
Company
is a global investment banking, securities, and investment management firm founded in 1869, with offices around the world.
What you will do
- Conduct legal, regulatory, financial, and reputational due diligence for transactions and business relationships.
- Research risk-relevant information through online media, proprietary databases, regulatory lists, public filings, litigation records, and research reports.
- Assess risks involving anti-bribery compliance, environmental and social responsibility, geopolitical issues, financial irregularities, litigation, human rights, data privacy, and controversial products or services.
- Coordinate with external investigative consultants, in-house lawyers, external counsel, compliance teams, and business stakeholders.
- Review due diligence reports, financial statements, and public filings, then prepare summaries and presentation materials for business areas and firmwide committees.
- Develop industry and regional expertise, anticipate reputational risks, and support ad hoc special projects.
Requirements
- At least 4 years of legal, regulatory, accounting, compliance, or other financial experience.
- Experience assessing reputational, legal, regulatory, environmental, or general compliance risks.
- Strong online research and database skills, along with excellent analytical and written and verbal communication skills.
- General experience with investment banking and knowledge of investing and lending transactions.
- Ability to work effectively in a fast-paced, high-pressure environment and handle highly confidential information with discretion.
- Strong intellectual curiosity, commercial judgment, and ability to collaborate as a team player.
Nice to have
- Experience in ESG risk-related work.
- CPA, CFA, JD, attorney license, or CFE designation.
- Additional language skills.
Culture & Benefits
- Training and development opportunities and firmwide professional networks.
- Benefits, wellness, personal finance offerings, and mindfulness programs.
- Commitment to diversity, inclusion, and reasonable accommodations during the recruiting process.
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